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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
-6.51%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$869M
AUM Growth
+$20.3M
Cap. Flow
+$86.7M
Cap. Flow %
9.97%
Top 10 Hldgs %
24.11%
Holding
609
New
81
Increased
322
Reduced
116
Closed
57

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$8.95M
2
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$8.55M
3
IBB icon
iShares Biotechnology ETF
IBB
+$6.48M
4
VHT icon
Vanguard Health Care ETF
VHT
+$3.53M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.76M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.35M
2
DRI icon
Darden Restaurants
DRI
+$2.97M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.45M
4
DVY icon
iShares Select Dividend ETF
DVY
+$1.93M
5
EOG icon
EOG Resources
EOG
+$1.72M

Sector Composition

Rank Sector Weight
1 Financials 6.08%
2 Industrials 5.88%
3 Healthcare 4.99%
4 Energy 4.88%
5 Consumer Staples 4.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEG icon
526
Aegon
AEG
$14.1B
$75K 0.01%
+18,131
New +$87.7K
ATRS
527
DELISTED
Antares Pharma, Inc.
ATRS
$71K 0.01%
40,600
+28,000
+222% +$54.9K
SPPP
528
Sprott Physical Platinum and Palladium Trust
SPPP
$615M
$70K 0.01%
10,200
– –
GNW icon
529
Genworth Financial
GNW
$3.76B
$66K 0.01%
+14,040
New +$82.6K
LINE
530
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$65K 0.01%
24,927
+1,095
+5% +$4.87K
MHY
531
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$64K 0.01%
14,174
– –
TAC icon
532
TransAlta
TAC
$4B
$54K 0.01%
12,058
-13,496
-53% -$77K
ALU
533
DELISTED
Alcatel-Lucent
ALU
$42K ﹤0.01%
11,872
+1,246
+12% +$4.36K
ARNA
534
DELISTED
Arena Pharmaceuticals Inc
ARNA
$40K ﹤0.01%
1,943
-180
-8% -$6.11K
QUIK icon
535
QuickLogic
QUIK
$246M
$38K ﹤0.01%
1,611
+36
+2% +$753
BBEP
536
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$38K ﹤0.01%
18,327
+5,628
+44% +$16.7K
SQNM
537
DELISTED
SEQUENOM INC NEW
SQNM
$35K ﹤0.01%
18,566
-4,000
-18% -$9.79K
EROC
538
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$34K ﹤0.01%
26,398
– –
RCAP
539
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$33K ﹤0.01%
+40,130
New +$134K
DHF
540
BNY Mellon High Yield Strategies Fund
DHF
$173M
$30K ﹤0.01%
10,000
– –
TEU
541
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$22K ﹤0.01%
38,425
– –
CRDS
542
DELISTED
Crossroads Systems, Inc.
CRDS
$21K ﹤0.01%
+800
New +$19.6K
HYF
543
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$21K ﹤0.01%
+13,000
New +$22.4K
VRNG
544
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$20K ﹤0.01%
3,680
+2,680
+268% +$15.7K
CNSY
545
Cerenome, Inc. Common Stock
CNSY
$27M
– –
0
– –
RBY
546
DELISTED
RUBICON MENERALS CORP (F)
RBY
$12K ﹤0.01%
+16,731
New +$13.8K
CGRN
547
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$4K ﹤0.01%
56
– –
DFBG
548
DELISTED
Differential Brands Group Inc
DFBG
$3K ﹤0.01%
+350
New +$2.13K
AMP icon
549
Ameriprise Financial
AMP
$49.6B
– –
-2,576
Closed -$318K
BOND icon
550
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
– –
-2,792
Closed -$299K
20 21
22
23 24

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2015 Portfolio in Review

As of Q3 2015, SII Investments held 609 positions worth $869M, up 2.4% from $849M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments deployed $86.7M of net new capital in Q3 2015, opening 81 new positions and adding to 322 existing holdings. Its largest new stake was First Trust Rising Dividend Achievers ETF: 83,000 shares worth $1.69M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $4.35M trimmed.

  • SII Investments's largest Q3 2015 buy was First Trust Rising Dividend Achievers ETF: 83,000 shares worth $1.69M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q3 2015, an estimated $8.95M increase.
  • SII Investments's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.35M.
  • SII Investments fully exited EOG Resources in Q3 2015, selling an estimated $1.72M.
  • SII Investments's ten largest holdings make up 24% of its $869M portfolio in Q3 2015.
  • SII Investments opened 81 new positions and closed 57 in Q3 2015.
  • SII Investments's portfolio value rose 2.4% quarter-over-quarter to $869M.

Based on SII Investments's 13F filing for Q3 2015, filed 12 Nov 2015.