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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$81.8M
Cap. Flow
+$48.6M
Cap. Flow %
3.72%
Top 10 Hldgs %
27.9%
Holding
662
New
78
Increased
286
Reduced
189
Closed
69

Top Buys

Rank Stock Value
1
NIC icon
Nicolet Bankshares
NIC
+$16.2M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.35M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.91M
4
BND icon
Vanguard Total Bond Market
BND
+$7.14M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.26M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.93M
2
AAPL icon
Apple
AAPL
+$7.06M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$6.77M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.39M
5
PG icon
Procter & Gamble
PG
+$5.17M

Sector Composition

Rank Sector Weight
1 Financials 5.39%
2 Industrials 5.32%
3 Healthcare 3.73%
4 Technology 3.29%
5 Consumer Staples 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
501
S&P Global
SPGI
$121B
$240K 0.02%
1,900
– –
IXC icon
502
iShares Global Energy ETF
IXC
$2.75B
$239K 0.02%
+7,254
New +$233K
NVG icon
503
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.66B
$239K 0.02%
+14,893
New +$241K
DAL icon
504
Delta Air Lines
DAL
$61.3B
$238K 0.02%
6,000
-806
-12% -$30.5K
TCON
505
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
$238K 0.02%
+179
New +$202K
AIG icon
506
American International
AIG
$42.5B
$237K 0.02%
3,967
-309
-7% -$17.7K
CLX icon
507
Clorox
CLX
$12.8B
$235K 0.02%
1,856
+14
+0.8% +$1.83K
BX icon
508
Blackstone
BX
$109B
$233K 0.02%
9,146
-8,424
-48% -$222K
LM
509
DELISTED
Legg Mason, Inc.
LM
$233K 0.02%
+6,913
New +$230K
IFV icon
510
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$232K 0.02%
+13,312
New +$231K
PPL
511
PPL Corp
PPL
$26.3B
$232K 0.02%
6,773
+306
+5% +$11K
NUV icon
512
Nuveen Municipal Value Fund
NUV
$1.9B
$230K 0.02%
21,780
+1,534
+8% +$16.4K
HBI
513
DELISTED
Hanesbrands
HBI
$229K 0.02%
9,077
+127
+1% +$3.35K
LUMN icon
514
Lumen
LUMN
$6.26B
$229K 0.02%
+8,385
New +$245K
COF icon
515
Capital One
COF
$136B
$228K 0.02%
+3,176
New +$218K
PDP icon
516
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$228K 0.02%
+5,336
New +$228K
RDVY icon
517
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
$226K 0.02%
+10,251
New +$222K
MDY icon
518
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$224K 0.02%
793
-155
-16% -$43.7K
SHM icon
519
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$224K 0.02%
+4,583
New +$225K
Y
520
DELISTED
Alleghany Corp
Y
$223K 0.02%
424
-3
-0.7% -$1.6K
KEY icon
521
KeyCorp
KEY
$24.8B
$222K 0.02%
18,399
+4,342
+31% +$52K
TSLA icon
522
Tesla
TSLA
$1.27T
$222K 0.02%
16,470
-5,370
-25% -$77.5K
ZOES
523
DELISTED
Zoe's Kitchen, Inc.
ZOES
$222K 0.02%
+10,000
New +$317K
DLN icon
524
WisdomTree US LargeCap Dividend Fund
DLN
$6.37B
$221K 0.02%
+5,706
New +$220K
LNC icon
525
Lincoln National
LNC
$8.98B
$221K 0.02%
+4,708
New +$211K
19 20
21
22 23

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QAM
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GL
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HHC
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SII Investments's Q3 2016 Portfolio in Review

As of Q3 2016, SII Investments held 662 positions worth $1.31B, up 6.7% from $1.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments deployed $48.6M of net new capital in Q3 2016, opening 78 new positions and adding to 286 existing holdings. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $7.93M trimmed.

  • SII Investments's largest Q3 2016 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.
  • SII Investments added most to Nicolet Bankshares in Q3 2016, an estimated $16.2M increase.
  • SII Investments's biggest Q3 2016 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.93M.
  • SII Investments fully exited Invesco S&P 500 Pure Growth ETF in Q3 2016, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 28% of its $1.31B portfolio in Q3 2016.
  • SII Investments opened 78 new positions and closed 69 in Q3 2016.
  • SII Investments's portfolio value rose 6.7% quarter-over-quarter to $1.31B.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.