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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
+2.83%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$759M
AUM Growth
+$12.9M
Cap. Flow
+$33.4K
Cap. Flow %
0%
Top 10 Hldgs %
23%
Holding
558
New
51
Increased
233
Reduced
182
Closed
50

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$7.04M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.98M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.33M
4
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$2.87M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$2.66M

Top Sells

Rank Stock Value
1
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.9M
2
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$2.98M
3
PG icon
Procter & Gamble
PG
+$2.97M
4
VO icon
Vanguard Morningstar Mid-Cap ETF
VO
+$2.96M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$2.57M

Sector Composition

Rank Sector Weight
1 Energy 6.53%
2 Industrials 6.31%
3 Financials 6.15%
4 Consumer Staples 5.49%
5 Healthcare 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSU icon
476
BlackRock Debt Strategies Fund
DSU
$593M
$164K 0.02%
14,769
+354
+2% +$3.98K
BKCC
477
DELISTED
BlackRock Capital Investment Corporation
BKCC
$154K 0.02%
18,754
+735
+4% +$6.33K
SABA
478
Saba Capital Income & Opportunities Fund II
SABA
$224M
$151K 0.02%
10,572
+6
+0.1% +$92
LEO
479
BNY Mellon Strategic Municipals
LEO
$384M
$142K 0.02%
17,459
– –
FRA icon
480
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$141K 0.02%
10,705
+67
+0.6% +$911
PFO
481
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$141K 0.02%
12,000
– –
RAD
482
DELISTED
Rite Aid Corporation
RAD
$139K 0.02%
+904
New +$100K
PHK
483
PIMCO High Income Fund
PHK
$878M
$136K 0.02%
11,988
– –
NAVB
484
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$128K 0.02%
3,406
+250
+8% +$6.88K
FLEX icon
485
Flex
FLEX
$45.3B
$113K 0.01%
13,465
-531
-4% -$4.2K
RCS
486
PIMCO Strategic Income Fund
RCS
$248M
$113K 0.01%
11,930
-400
-3% -$4.01K
KHI
487
DELISTED
Deutsche High Income Trust
KHI
$110K 0.01%
12,735
-1,670
-12% -$14.8K
SQNM
488
DELISTED
SEQUENOM INC NEW
SQNM
$106K 0.01%
28,600
– –
EXG icon
489
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$95K 0.01%
10,232
-750
-7% -$7.35K
SPPP
490
Sprott Physical Platinum and Palladium Trust
SPPP
$616M
$88K 0.01%
10,200
– –
ARNA
491
DELISTED
Arena Pharmaceuticals Inc
ARNA
$80K 0.01%
2,348
-60
-2% -$2.44K
QUIK icon
492
QuickLogic
QUIK
$246M
$74K 0.01%
1,625
– –
MHY
493
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$72K 0.01%
14,174
– –
EROC
494
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$66K 0.01%
+26,398
New +$76.9K
CLNE icon
495
Clean Energy Fuels
CLNE
$410M
$65K 0.01%
12,960
-200
-2% -$1.21K
SIRI icon
496
SiriusXM
SIRI
$10.1B
$48K 0.01%
1,362
+32
+2% +$1.1K
ALU
497
DELISTED
Alcatel-Lucent
ALU
$41K 0.01%
+11,351
New +$35.4K
WPRT
498
Westport Fuel Systems
WPRT
$35.1M
$38K 0.01%
1,039
-20
-2% -$1.05K
DHF
499
BNY Mellon High Yield Strategies Fund
DHF
$172M
$36K ﹤0.01%
10,000
– –
ATRS
500
DELISTED
Antares Pharma, Inc.
ATRS
$36K ﹤0.01%
12,800
+1,200
+10% +$2.7K
18 19
20
21 22

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TAM
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2014 Portfolio in Review

As of Q4 2014, SII Investments held 558 positions worth $759M, up 1.7% from $746M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SII Investments's Q4 2014 filing shows 51 new, 233 increased, 182 reduced and 50 closed positions. Its largest new stake was WisdomTree US MidCap Dividend Fund: 106,218 shares worth $2.97M. The largest sale was Invesco BulletShares 2018 High Yield Corporate Bond ETF, an estimated $3.9M.

By sector, the portfolio is most concentrated in Energy at 6.5% of assets, down from 7.4% a quarter earlier, followed by Industrials and Financials.

  • SII Investments's largest Q4 2014 buy was WisdomTree US MidCap Dividend Fund: 106,218 shares worth $2.97M.
  • SII Investments added most to Vanguard Morningstar Total Stock Market ETF in Q4 2014, an estimated $7.04M increase.
  • SII Investments's biggest Q4 2014 reduction was Invesco BulletShares 2018 High Yield Corporate Bond ETF, cutting an estimated $3.9M.
  • SII Investments fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 23% of its $759M portfolio in Q4 2014.
  • SII Investments opened 51 new positions and closed 50 in Q4 2014.
  • SII Investments's portfolio value rose 1.7% quarter-over-quarter to $759M.

Based on SII Investments's 13F filing for Q4 2014, filed 6 Feb 2015.