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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+1.51%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$540M
AUM Growth
-$19.6M
Cap. Flow
-$4.06M
Cap. Flow %
-0.75%
Top 10 Hldgs %
20.77%
Holding
460
New
25
Increased
191
Reduced
151
Closed
38

Top Buys

Rank Stock Value
1
GRPN icon
Groupon
GRPN
+$2.99M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.21M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.76M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.28M

Top Sells

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.47M
2
VOD icon
Vodafone
VOD
+$4.94M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$3.31M
4
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.14M
5
BOND icon
PIMCO Active Bond Exchange-Traded Fund
BOND
+$1.75M

Sector Composition

Rank Sector Weight
1 Energy 9.4%
2 Industrials 7.57%
3 Consumer Staples 6.03%
4 Healthcare 5.54%
5 Financials 5.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SABA
401
Saba Capital Income & Opportunities Fund II
SABA
$224M
$137K 0.03%
8,654
+148
+2% +$2.33K
ELNK
402
DELISTED
EarthLink Holdings Corp.
ELNK
$137K 0.03%
33,585
– –
RCS
403
PIMCO Strategic Income Fund
RCS
$248M
$126K 0.02%
12,460
+530
+4% +$5.45K
CY
404
DELISTED
Cypress Semiconductor
CY
$117K 0.02%
12,250
-500
-4% -$5.06K
BCRX icon
405
BioCryst Pharmaceuticals
BCRX
$2.31B
$110K 0.02%
12,000
-700
-6% -$7.46K
EXG icon
406
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.03B
$109K 0.02%
10,982
-1,500
-12% -$15.1K
QUIK icon
407
QuickLogic
QUIK
$245M
$107K 0.02%
1,807
-54
-3% -$3.65K
RSO
408
DELISTED
Resource Capital Corp.
RSO
$103K 0.02%
4,563
– –
NAVB
409
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$102K 0.02%
3,006
– –
TEU
410
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$98K 0.02%
34,450
– –
MHY
411
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$80K 0.01%
14,174
-666
-4% -$3.83K
SQNM
412
DELISTED
SEQUENOM INC NEW
SQNM
$66K 0.01%
31,800
-800
-2% -$1.91K
ALU
413
DELISTED
Alcatel-Lucent
ALU
$48K 0.01%
12,307
+60
+0.5% +$249
SIRI icon
414
SiriusXM
SIRI
$10.3B
$45K 0.01%
1,311
+150
+13% +$5.3K
DHF
415
BNY Mellon High Yield Strategies Fund
DHF
$174M
$42K 0.01%
10,000
– –
HNSN
416
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$37K 0.01%
1,690
-60
-3% -$1.35K
DNDN
417
DELISTED
DENDREON CORPORATION
DNDN
$32K 0.01%
12,300
-2,050
-14% -$6.07K
FABC
418
Fabric.AI Inc
FABC
$18.2M
– –
0
– –
DRWI
419
DELISTED
DragonWave Inc
DRWI
$26K ﹤0.01%
804
-82
-9% -$3.06K
TWER
420
DELISTED
Towerstream Corporation Common Stock
TWER
$23K ﹤0.01%
584
-50
-8% -$2.68K
PZG icon
421
Paramount Gold Nevada
PZG
$118M
$22K ﹤0.01%
21,675
+1,000
+5% +$1.22K
PLG
422
Platinum Group Metals
PLG
$191M
$20K ﹤0.01%
200
– –
BIDU icon
423
Baidu
BIDU
$37.7B
– –
-1,142
Closed -$202K
BIL icon
424
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
– –
-36,230
Closed -$3.31M
CL icon
425
Colgate-Palmolive
CL
$74.4B
– –
-3,084
Closed -$200K
15 16
17
18 19

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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q1 2014 Portfolio in Review

As of Q1 2014, SII Investments held 460 positions worth $540M, down 3.5% from $560M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SII Investments's Q1 2014 filing shows 25 new, 191 increased, 151 reduced and 38 closed positions. Its largest new stake was Groupon: 15,381 shares worth $3.04M. The largest sale was COLE REAL ESTATE INVESTMENTS, INC COM, an estimated $5.47M.

By sector, the portfolio is most concentrated in Energy at 9.4% of assets, down from 9.8% a quarter earlier, followed by Industrials and Consumer Staples.

  • SII Investments's largest Q1 2014 buy was Groupon: 15,381 shares worth $3.04M.
  • SII Investments added most to iShares Core US Aggregate Bond ETF in Q1 2014, an estimated $2.21M increase.
  • SII Investments's biggest Q1 2014 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $2.14M.
  • SII Investments fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $5.47M.
  • SII Investments's ten largest holdings make up 21% of its $540M portfolio in Q1 2014.
  • SII Investments opened 25 new positions and closed 38 in Q1 2014.
  • SII Investments's portfolio value fell 3.5% quarter-over-quarter to $540M.

Based on SII Investments's 13F filing for Q1 2014, filed 9 May 2014.