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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+7.54%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$560M
AUM Growth
+$138M
Cap. Flow
+$108M
Cap. Flow %
19.29%
Top 10 Hldgs %
20.16%
Holding
456
New
129
Increased
181
Reduced
105
Closed
22

Top Buys

Rank Stock Value
1
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$6.58M
2
PSX icon
Phillips 66
PSX
+$5.05M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.61M
4
NSC icon
Norfolk Southern
NSC
+$3.85M
5
KR icon
Kroger
KR
+$3.82M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.48M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.44M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.43M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.87M

Sector Composition

Rank Sector Weight
1 Energy 9.79%
2 Industrials 7.49%
3 Consumer Staples 6%
4 Financials 5.45%
5 Healthcare 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEN
401
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$179K 0.03%
17,195
– –
DSU icon
402
BlackRock Debt Strategies Fund
DSU
$593M
$176K 0.03%
+14,692
New +$177K
ARNA
403
DELISTED
Arena Pharmaceuticals Inc
ARNA
$176K 0.03%
2,945
+132
+5% +$6.9K
ELNK
404
DELISTED
EarthLink Holdings Corp.
ELNK
$168K 0.03%
33,585
-9,614
-22% -$49.1K
FRA icon
405
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$167K 0.03%
11,438
-2,120
-16% -$30.9K
PDT
406
John Hancock Premium Dividend Fund
PDT
$632M
$163K 0.03%
14,047
-978
-7% -$11.7K
NXQ
407
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$159K 0.03%
12,910
-2,989
-19% -$36.9K
SEM
408
DELISTED
Select Medical
SEM
$153K 0.03%
+24,499
New +$120K
EDD
409
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$380M
$146K 0.03%
+11,200
New +$154K
PHK
410
PIMCO High Income Fund
PHK
$869M
$142K 0.03%
+12,240
New +$145K
NIO
411
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$139K 0.02%
+10,511
New +$135K
SABA
412
Saba Capital Income & Opportunities Fund II
SABA
$223M
$136K 0.02%
+8,506
New +$139K
CY
413
DELISTED
Cypress Semiconductor
CY
$133K 0.02%
+12,750
New +$121K
EXG icon
414
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
$125K 0.02%
+12,482
New +$123K
NAVB
415
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
$125K 0.02%
+3,006
New +$118K
RCS
416
PIMCO Strategic Income Fund
RCS
$247M
$117K 0.02%
+11,930
New +$121K
TEU
417
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$116K 0.02%
34,450
– –
RSO
418
DELISTED
Resource Capital Corp.
RSO
$108K 0.02%
4,563
-5,000
-52% -$119K
QUIK icon
419
QuickLogic
QUIK
$260M
$104K 0.02%
1,861
– –
PWE
420
DELISTED
Penn West Energy Petroleum Ltd
PWE
$102K 0.02%
+12,153
New +$117K
BCRX icon
421
BioCryst Pharmaceuticals
BCRX
$2.29B
$100K 0.02%
12,700
-100
-0.8% -$633
MHY
422
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$84K 0.02%
14,840
-1,935
-12% -$11K
SQNM
423
DELISTED
SEQUENOM INC NEW
SQNM
$74K 0.01%
+32,600
New +$77.3K
ALU
424
DELISTED
Alcatel-Lucent
ALU
$54K 0.01%
+12,247
New +$48.1K
DHF
425
BNY Mellon High Yield Strategies Fund
DHF
$174M
$40K 0.01%
10,000
– –
15 16
17
18 19

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2013 Portfolio in Review

As of Q4 2013, SII Investments held 456 positions worth $560M, up 33% from $422M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SII Investments deployed $108M of net new capital in Q4 2013, opening 129 new positions and adding to 181 existing holdings. Its largest new stake was Invesco S&P 500 Pure Value ETF: 139,454 shares worth $6.95M.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, up from 9.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $5.3M trimmed.

  • SII Investments's largest Q4 2013 buy was Invesco S&P 500 Pure Value ETF: 139,454 shares worth $6.95M.
  • SII Investments added most to Phillips 66 in Q4 2013, an estimated $5.05M increase.
  • SII Investments's biggest Q4 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $5.3M.
  • SII Investments fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q4 2013, selling an estimated $2.43M.
  • SII Investments's ten largest holdings make up 20% of its $560M portfolio in Q4 2013.
  • SII Investments opened 129 new positions and closed 22 in Q4 2013.
  • SII Investments's portfolio value rose 33% quarter-over-quarter to $560M.

Based on SII Investments's 13F filing for Q4 2013, filed 13 Feb 2014.