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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 17.08%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+17.08%
3 Year Est. Return
+27.8%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$795M
AUM Growth
-$74.4M
Cap. Flow
-$102M
Cap. Flow %
-12.84%
Top 10 Hldgs %
28.09%
Holding
583
New
30
Increased
132
Reduced
262
Closed
124

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.22M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.07M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.39M
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.08M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$3.63M

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.2M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$8.83M
3
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$7.69M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$7.32M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$7.19M

Sector Composition

Rank Sector Weight
1 Industrials 6.65%
2 Financials 5.47%
3 Energy 4.82%
4 Healthcare 4.59%
5 Technology 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
351
Thermo Fisher Scientific
TMO
$213B
$294K 0.04%
2,090
-1,040
-33% -$139K
HOG icon
352
Harley-Davidson
HOG
$2.71B
$285K 0.04%
6,254
-806
-11% -$39.7K
PNC icon
353
PNC Financial Services
PNC
$101B
$282K 0.04%
2,960
-660
-18% -$61.3K
AGNC icon
354
AGNC Investment
AGNC
$12.6B
$281K 0.04%
16,328
-2,417
-13% -$43.9K
WDFC icon
355
WD-40
WDFC
$3.1B
$280K 0.04%
+2,842
New +$276K
FPL
356
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$278K 0.04%
25,838
+5,489
+27% +$67.2K
MNA icon
357
IQ ARB Merger Arbitrage ETF
MNA
$253M
$277K 0.03%
9,802
-2,584
-21% -$71.7K
FTSL icon
358
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$274K 0.03%
5,910
+1,589
+37% +$75.9K
CE icon
359
Celanese
CE
$4.88B
$272K 0.03%
+4,022
New +$273K
SLV icon
360
iShares Silver Trust
SLV
$29.7B
$268K 0.03%
20,497
-4,554
-18% -$64.2K
POT
361
DELISTED
Potash Corp Of Saskatchewan
POT
$268K 0.03%
+15,787
New +$314K
HHY
362
DELISTED
Brookfield High Income Fund Inc.
HHY
$266K 0.03%
38,310
– –
CNI icon
363
Canadian National Railway
CNI
$76.5B
$265K 0.03%
4,721
+715
+18% +$41.8K
IJK icon
364
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$260K 0.03%
6,444
-1,268
-16% -$51.9K
SHYG icon
365
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$260K 0.03%
5,869
+1,417
+32% +$64.7K
FDL icon
366
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.77B
$259K 0.03%
10,939
-223
-2% -$5.27K
SHW icon
367
Sherwin-Williams
SHW
$88.3B
$259K 0.03%
3,000
+120
+4% +$10.4K
EWBC icon
368
East-West Bancorp
EWBC
$18.1B
$258K 0.03%
+6,253
New +$257K
HBI
369
DELISTED
Hanesbrands
HBI
$258K 0.03%
8,800
-334
-4% -$10K
TTE icon
370
TotalEnergies
TTE
$191B
$258K 0.03%
3,504,587,408
-1,807,093,547
-34% -$181K
DIA icon
371
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.4B
$254K 0.03%
1,465
+11
+0.8% +$1.92K
PJP icon
372
Invesco Pharmaceuticals ETF
PJP
$477M
$250K 0.03%
3,571
-3,040
-46% -$216K
IEI icon
373
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$249K 0.03%
2,024
-499
-20% -$61.6K
ILCG icon
374
iShares Morningstar Growth ETF
ILCG
$3.25B
$248K 0.03%
10,295
-8,560
-45% -$207K
SPHD icon
375
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$248K 0.03%
7,499
-4,966
-40% -$164K
13 14
15
16 17

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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.1% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 24.72% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q4 2015 Portfolio in Review

As of Q4 2015, SII Investments held 583 positions worth $795M, down 8.6% from $869M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments withdrew a net $102M in Q4 2015, closing 124 positions and reducing 262 holdings. Its most notable exit was Vanguard FTSE All-World ex-US ETF, an estimated $8.83M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 6.7% of assets, up from 5.9% a quarter earlier, followed by Financials and Energy.

Against the trend, SII Investments opened a new position in Schwab U.S Small- Cap ETF worth $3.54M.

  • SII Investments's largest Q4 2015 buy was Schwab U.S Small- Cap ETF: 272,048 shares worth $3.54M.
  • SII Investments added most to Vanguard FTSE Developed Markets ETF in Q4 2015, an estimated $5.22M increase.
  • SII Investments's biggest Q4 2015 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $10.2M.
  • SII Investments fully exited Vanguard FTSE All-World ex-US ETF in Q4 2015, selling an estimated $8.83M.
  • SII Investments's ten largest holdings make up 28% of its $795M portfolio in Q4 2015.
  • SII Investments opened 30 new positions and closed 124 in Q4 2015.
  • SII Investments's portfolio value fell 8.6% quarter-over-quarter to $795M.

Based on SII Investments's 13F filing for Q4 2015, filed 16 Feb 2016.