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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
351
Lowe's Companies
LOW
$123B
– –
-6,138
Closed -$249K
LVS icon
352
Las Vegas Sands
LVS
$29.7B
– –
-7,279
Closed -$383K
MDLZ icon
353
Mondelez International
MDLZ
$79.9B
– –
-29,100
Closed -$852K
MET icon
354
MetLife
MET
$61.9B
– –
-15,339
Closed -$625K
MOO icon
355
VanEck Agribusiness ETF
MOO
$971M
– –
-6,811
Closed -$346K
MTW icon
356
Manitowoc
MTW
$512M
– –
-15,659
Closed -$254K
MUB icon
357
iShares National Muni Bond ETF
MUB
$45.4B
– –
-3,422
Closed -$359K
NKE icon
358
Nike
NKE
$63B
– –
-11,966
Closed -$379K
NOK icon
359
Nokia
NOK
$53.5B
– –
-20,336
Closed -$75K
NSC icon
360
Norfolk Southern
NSC
$76.8B
– –
-40,137
Closed -$2.92M
ORCL icon
361
Oracle
ORCL
$416B
– –
-86,597
Closed -$2.66M
PDM
362
Piedmont Realty Trust
PDM
$1.21B
– –
-54,713
Closed -$976K
PEG icon
363
Public Service Enterprise Group
PEG
$37.6B
– –
-8,402
Closed -$274K
PEO
364
Adams Natural Resources Fund
PEO
$721M
– –
-11,326
Closed -$278K
PEP icon
365
PepsiCo
PEP
$189B
– –
-39,213
Closed -$3.21M
PGX icon
366
Invesco Preferred ETF
PGX
$3.8B
– –
-15,250
Closed -$219K
PHK
367
PIMCO High Income Fund
PHK
$869M
– –
-12,240
Closed -$143K
PIM
368
Franklin Master Intermediate Income Trust
PIM
$151M
– –
-10,914
Closed -$54K
PLG
369
Platinum Group Metals
PLG
$191M
– –
-200
Closed -$19K
PSK icon
370
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
– –
-7,500
Closed -$322K
PWV icon
371
Invesco Large Cap Value ETF
PWV
$1.72B
– –
-167,475
Closed -$4.24M
PZG icon
372
Paramount Gold Nevada
PZG
$118M
– –
-19,300
Closed -$22K
RCS
373
PIMCO Strategic Income Fund
RCS
$248M
– –
-11,930
Closed -$125K
RSPS icon
374
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$256M
– –
-70,750
Closed -$1.16M
SABA
375
Saba Capital Income & Opportunities Fund II
SABA
$224M
– –
-8,630
Closed -$148K
13 14
15
16 17

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.