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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.97%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.31B
AUM Growth
+$81.8M
Cap. Flow
+$48.6M
Cap. Flow %
3.72%
Top 10 Hldgs %
27.9%
Holding
662
New
78
Increased
286
Reduced
189
Closed
69

Top Buys

Rank Stock Value
1
NIC icon
Nicolet Bankshares
NIC
+$16.2M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$8.35M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$7.91M
4
BND icon
Vanguard Total Bond Market
BND
+$7.14M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.26M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.93M
2
AAPL icon
Apple
AAPL
+$7.06M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$6.77M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$5.39M
5
PG icon
Procter & Gamble
PG
+$5.17M

Sector Composition

Rank Sector Weight
1 Financials 5.39%
2 Industrials 5.32%
3 Healthcare 3.73%
4 Technology 3.29%
5 Consumer Staples 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQEW icon
326
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$464K 0.04%
10,059
+1,050
+12% +$47K
MKC icon
327
McCormick & Company Non-Voting
MKC
$14.1B
$463K 0.04%
9,270
– –
NLY icon
328
Annaly Capital Management
NLY
$17.1B
$463K 0.04%
11,037
+1,651
+18% +$71.5K
NRF
329
DELISTED
NorthStar Realty Finance Corp.
NRF
$462K 0.04%
35,564
+7,083
+25% +$91.5K
PEBO icon
330
Peoples Bancorp
PEBO
$1.5B
$461K 0.04%
18,810
– –
EWBC icon
331
East-West Bancorp
EWBC
$18.3B
$460K 0.04%
12,478
+3,612
+41% +$127K
VVC
332
DELISTED
Vectren Corporation
VVC
$459K 0.04%
9,122
-1,121
-11% -$56.8K
AVA icon
333
Avista
AVA
$3.24B
$457K 0.04%
10,974
+40
+0.4% +$1.7K
ETN icon
334
Eaton
ETN
$175B
$456K 0.03%
6,900
-221
-3% -$14.3K
MDIV icon
335
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$456K 0.03%
24,164
-84,754
-78% -$1.65M
HYT icon
336
BlackRock Corporate High Yield Fund
HYT
$1.37B
$452K 0.03%
41,819
+12,615
+43% +$136K
PPG icon
337
PPG Industries
PPG
$26.4B
$450K 0.03%
+4,300
New +$451K
AEO icon
338
American Eagle Outfitters
AEO
$3.02B
$447K 0.03%
+25,002
New +$449K
CSW
339
CSW Industrials
CSW
$5.65B
$445K 0.03%
13,706
– –
OTTR icon
340
Otter Tail
OTTR
$3.87B
$445K 0.03%
+12,761
New +$441K
MDT icon
341
Medtronic
MDT
$110B
$442K 0.03%
5,108
-218
-4% -$19K
IYJ icon
342
iShares US Industrials ETF
IYJ
$2.04B
$441K 0.03%
7,682
-2,442
-24% -$139K
MAIN icon
343
Main Street Capital
MAIN
$5.2B
$440K 0.03%
12,904
-359
-3% -$12.1K
MA icon
344
Mastercard
MA
$501B
$437K 0.03%
4,302
-796
-16% -$76.3K
IYLD icon
345
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$433K 0.03%
17,124
– –
BANC icon
346
Banc of California
BANC
$3.08B
$430K 0.03%
24,566
-218
-0.9% -$4.53K
BKCC
347
DELISTED
BlackRock Capital Investment Corporation
BKCC
$429K 0.03%
51,635
+682
+1% +$5.72K
APA icon
348
APA Corp
APA
$12.4B
$426K 0.03%
+6,629
New +$362K
IWN icon
349
iShares Russell 2000 Value ETF
IWN
$14.6B
$426K 0.03%
4,071
+1,572
+63% +$161K
VMC icon
350
Vulcan Materials
VMC
$37.1B
$426K 0.03%
3,726
+1,435
+63% +$169K
12 13
14
15 16

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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q3 2016 Portfolio in Review

As of Q3 2016, SII Investments held 662 positions worth $1.31B, up 6.7% from $1.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments deployed $48.6M of net new capital in Q3 2016, opening 78 new positions and adding to 286 existing holdings. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, up from 4.6% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $7.93M trimmed.

  • SII Investments's largest Q3 2016 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 193,751 shares worth $3.38M.
  • SII Investments added most to Nicolet Bankshares in Q3 2016, an estimated $16.2M increase.
  • SII Investments's biggest Q3 2016 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.93M.
  • SII Investments fully exited Invesco S&P 500 Pure Growth ETF in Q3 2016, selling an estimated $2.15M.
  • SII Investments's ten largest holdings make up 28% of its $1.31B portfolio in Q3 2016.
  • SII Investments opened 78 new positions and closed 69 in Q3 2016.
  • SII Investments's portfolio value rose 6.7% quarter-over-quarter to $1.31B.

Based on SII Investments's 13F filing for Q3 2016, filed 10 Nov 2016.