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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZC
326
DELISTED
AUGUSTA RESOURCE CORP
AZC
$30K 0.01%
14,500
– –
ZLCS
327
DELISTED
ZALICUS INC COM NEW
ZLCS
$15K ﹤0.01%
2,083
– –
DIA icon
328
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-5,211
Closed -$776K
DVA icon
329
DaVita
DVA
$14.6B
– –
-6,444
Closed -$389K
ECH icon
330
iShares MSCI Chile ETF
ECH
$1.04B
– –
-6,563
Closed -$360K
ENS icon
331
EnerSys
ENS
$7.06B
– –
-10,000
Closed -$490K
EPP icon
332
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
– –
-10,874
Closed -$464K
EXG icon
333
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.04B
– –
-15,587
Closed -$144K
GAB icon
334
Gabelli Equity Trust
GAB
$1.78B
– –
-13,703
Closed -$87K
GDX icon
335
VanEck Gold Miners ETF
GDX
$23.8B
– –
-14,135
Closed -$329K
GLD icon
336
SPDR Gold Trust
GLD
$132B
– –
-12,152
Closed -$1.46M
GMF icon
337
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$436M
– –
-2,880
Closed -$201K
GSG icon
338
iShares S&P GSCI Commodity-Indexed Trust
GSG
$949M
– –
-6,782
Closed -$207K
ISCV icon
339
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
– –
-6,045
Closed -$208K
ISRG icon
340
Intuitive Surgical
ISRG
$130B
– –
-3,546
Closed -$205K
IYG icon
341
iShares US Financial Services ETF
IYG
$2.21B
– –
-39,291
Closed -$937K
JNK icon
342
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
– –
-9,380
Closed -$1.11M
K
343
DELISTED
Kellanova
K
– –
-4,655
Closed -$280K
KBWY icon
344
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$313M
– –
-8,097
Closed -$252K
KEY icon
345
KeyCorp
KEY
$24.8B
– –
-14,733
Closed -$163K
KMB icon
346
Kimberly-Clark
KMB
$37B
– –
-14,890
Closed -$1.4M
KR icon
347
Kroger
KR
$35.4B
– –
-182,880
Closed -$3.15M
KSS icon
348
Kohl's
KSS
$2.28B
– –
-20,495
Closed -$1.04M
KYN icon
349
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
– –
-6,705
Closed -$262K
LLY icon
350
Eli Lilly
LLY
$995B
– –
-6,190
Closed -$304K
12 13
14
15 16

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HHC
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SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.