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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+2.18%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$1.34B
AUM Growth
+$29.3M
Cap. Flow
+$7.9M
Cap. Flow %
0.59%
Top 10 Hldgs %
28.02%
Holding
638
New
46
Increased
263
Reduced
244
Closed
42

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.55M
2
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$5.25M
3
DON icon
WisdomTree US MidCap Dividend Fund
DON
+$3.43M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.62M
5
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$2.47M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14.5M
2
NIC icon
Nicolet Bankshares
NIC
+$9.98M
3
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$5.47M
4
VTV icon
Vanguard Morningstar Value ETF
VTV
+$3.68M
5
SCHW
Charles Schwab
SCHW
+$3.65M

Sector Composition

Rank Sector Weight
1 Industrials 5.4%
2 Financials 5.15%
3 Healthcare 3.43%
4 Consumer Staples 3.39%
5 Technology 3.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNI icon
301
Canadian National Railway
CNI
$76.1B
$521K 0.04%
7,745
-480
-6% -$31.7K
GDX icon
302
VanEck Gold Miners ETF
GDX
$23.8B
$521K 0.04%
25,110
+769
+3% +$17.1K
AET
303
DELISTED
Aetna Inc
AET
$520K 0.04%
4,177
-637
-13% -$76.3K
DTE icon
304
DTE Energy
DTE
$29.5B
$519K 0.04%
6,202
+354
+6% +$28.5K
TWX
305
DELISTED
Time Warner Inc
TWX
$517K 0.04%
5,321
+1,471
+38% +$131K
CET
306
Central Securities Corp
CET
$1.61B
$516K 0.04%
23,687
+685
+3% +$14.5K
UMPQ
307
DELISTED
Umpqua Holdings Corp
UMPQ
$516K 0.04%
27,466
+865
+3% +$14.7K
SHYG icon
308
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$513K 0.04%
10,856
+562
+5% +$26.4K
FIF
309
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$511K 0.04%
28,275
+880
+3% +$16K
CSW
310
CSW Industrials
CSW
$5.6B
$504K 0.04%
13,706
– –
GAM
311
General American Investors Company
GAM
$1.58B
$501K 0.04%
16,082
+1,433
+10% +$45K
DWIN
312
DELISTED
Invesco DWA Tactical Multi-Asset Income ETF
DWIN
$501K 0.04%
18,290
+912
+5% +$24.7K
ERC
313
Allspring Multi-Sector Income Fund
ERC
$256M
$497K 0.04%
38,605
-700
-2% -$8.83K
IPAC icon
314
iShares Core MSCI Pacific ETF
IPAC
$2.71B
$497K 0.04%
10,164
-254
-2% -$12.7K
OPPE
315
WisdomTree European Opportunities Fund
OPPE
$295M
$496K 0.04%
19,200
-800
-4% -$19.8K
BIDU icon
316
Baidu
BIDU
$38.2B
$494K 0.04%
3,012
-108
-3% -$18.4K
UAA icon
317
Under Armour
UAA
$2.89B
$493K 0.04%
17,070
+6,838
+67% +$224K
TYG
318
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$492K 0.04%
4,003
+11
+0.3% +$1.33K
DE icon
319
Deere & Co
DE
$163B
$491K 0.04%
4,775
-50
-1% -$4.7K
FTSL icon
320
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$489K 0.04%
10,044
+3,921
+64% +$190K
RWO icon
321
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$487K 0.04%
10,366
+692
+7% +$32.1K
FXH icon
322
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$486K 0.04%
8,503
-94,350
-92% -$5.47M
FDX icon
323
FedEx
FDX
$73.2B
$484K 0.04%
2,609
+1,361
+109% +$250K
ALK icon
324
Alaska Air
ALK
$5.6B
$483K 0.04%
5,462
-9,754
-64% -$768K
HBI
325
DELISTED
Hanesbrands
HBI
$482K 0.04%
22,440
+13,363
+147% +$319K
11 12
13
14 15

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GES
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AS
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QAM
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BTIS
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GL
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IH
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HHC
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SII Investments's Q4 2016 Portfolio in Review

As of Q4 2016, SII Investments held 638 positions worth $1.34B, up 2.2% from $1.31B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SII Investments's Q4 2016 filing shows 46 new, 263 increased, 244 reduced and 42 closed positions. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $14.5M.

By sector, the portfolio is most concentrated in Industrials at 5.4% of assets, up from 5.3% a quarter earlier, followed by Financials and Healthcare.

  • SII Investments's largest Q4 2016 buy was Invesco S&P MidCap Low Volatility ETF: 30,050 shares worth $1.22M.
  • SII Investments added most to Vanguard S&P 500 ETF in Q4 2016, an estimated $5.55M increase.
  • SII Investments's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $14.5M.
  • SII Investments fully exited Palo Alto Networks in Q4 2016, selling an estimated $1.21M.
  • SII Investments's ten largest holdings make up 28% of its $1.34B portfolio in Q4 2016.
  • SII Investments opened 46 new positions and closed 42 in Q4 2016.
  • SII Investments's portfolio value rose 2.2% quarter-over-quarter to $1.34B.

Based on SII Investments's 13F filing for Q4 2016, filed 13 Feb 2017.