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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEI icon
301
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$213K 0.05%
1,753
-73
-4% -$8.79K
TSLA icon
302
Tesla
TSLA
$1.29T
$212K 0.05%
16,500
-11,700
-41% -$116K
AMLP icon
303
Alerian MLP ETF
AMLP
$12.9B
$210K 0.05%
2,364
+180
+8% +$15.9K
IJT icon
304
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.52B
$210K 0.05%
+3,902
New +$204K
IJK icon
305
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$209K 0.05%
+5,988
New +$204K
CMCSA icon
306
Comcast
CMCSA
$88.5B
$208K 0.05%
+9,234
New +$201K
MHFI
307
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$207K 0.05%
+3,135
New +$190K
TEG
308
DELISTED
INTEGRYS ENERGY GROUP INC COM (USA)
TEG
$204K 0.05%
3,645
-18,981
-84% -$1.11M
ADP icon
309
Automatic Data Processing
ADP
$108B
$203K 0.05%
3,209
-765
-19% -$48.6K
NXQ
310
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$200K 0.05%
15,899
-1,489
-9% -$18.4K
FRA icon
311
BlackRock Floating Rate Income Strategies Fund
FRA
$384M
$199K 0.05%
13,558
– –
MEN
312
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$182K 0.04%
+17,195
New +$183K
PDT
313
John Hancock Premium Dividend Fund
PDT
$632M
$181K 0.04%
15,025
+368
+3% +$4.63K
NLY icon
314
Annaly Capital Management
NLY
$17.1B
$176K 0.04%
3,757
-2,503
-40% -$118K
ARNA
315
DELISTED
Arena Pharmaceuticals Inc
ARNA
$150K 0.04%
2,813
+185
+7% +$12.4K
TEU
316
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$139K 0.03%
34,450
– –
BHD
317
DELISTED
BLACKROCK STRATEGIC BOND TRUST
BHD
$132K 0.03%
10,245
– –
MHY
318
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$94K 0.02%
16,775
– –
BCRX icon
319
BioCryst Pharmaceuticals
BCRX
$2.29B
$92K 0.02%
12,800
-4,100
-24% -$20.8K
QUIK icon
320
QuickLogic
QUIK
$260M
$70K 0.02%
1,861
– –
DRWI
321
DELISTED
DragonWave Inc
DRWI
$43K 0.01%
866
-16
-2% -$1.13K
DHF
322
BNY Mellon High Yield Strategies Fund
DHF
$174M
$40K 0.01%
10,000
– –
DNDN
323
DELISTED
DENDREON CORPORATION
DNDN
$40K 0.01%
15,750
-400
-2% -$1.48K
TWER
324
DELISTED
Towerstream Corporation Common Stock
TWER
$35K 0.01%
684
– –
HNSN
325
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
$35K 0.01%
1,850
-910
-33% -$14.3K
11 12
13
14 15

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AS
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QAM
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BTIS
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GL
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HHC
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SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.