We are live on ! Find out more
SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
276
Amgen
AMGN
$210B
$237K 0.06%
2,106
+57
+3% +$6.18K
WTBA icon
277
West Bancorporation
WTBA
$488M
$237K 0.06%
+17,211
New +$226K
SPHD icon
278
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$236K 0.06%
8,673
-293
-3% -$8.13K
IWP icon
279
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$233K 0.06%
+5,948
New +$227K
DNP icon
280
DNP Select Income Fund
DNP
$4.05B
$231K 0.05%
23,916
-88,986
-79% -$881K
EWJ icon
281
iShares MSCI Japan ETF
EWJ
$22.4B
$231K 0.05%
+4,844
New +$224K
IYY icon
282
iShares Dow Jones US ETF
IYY
$3.05B
$229K 0.05%
5,368
+6
+0.1% +$254
IGE icon
283
iShares North American Natural Resources ETF
IGE
$750M
$228K 0.05%
5,555
-100
-2% -$4.08K
TMO icon
284
Thermo Fisher Scientific
TMO
$209B
$227K 0.05%
2,473
-243
-9% -$22K
RSO
285
DELISTED
Resource Capital Corp.
RSO
$227K 0.05%
9,563
-41,625
-81% -$1.02M
TEVA icon
286
Teva Pharmaceuticals
TEVA
$40.1B
$225K 0.05%
5,869
-1,063
-15% -$41.5K
WELL icon
287
Welltower
WELL
$167B
$225K 0.05%
3,634
-28,490
-89% -$1.81M
WY icon
288
Weyerhaeuser
WY
$18.6B
$223K 0.05%
+7,806
New +$221K
ASB icon
289
Associated Banc-Corp
ASB
$5.99B
$222K 0.05%
14,093
+874
+7% +$14.4K
PFO
290
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$220K 0.05%
21,715
– –
TROW icon
291
T. Rowe Price
TROW
$24.7B
$220K 0.05%
3,087
+260
+9% +$19.2K
WIN
292
DELISTED
Windstream Holdings Inc
WIN
$220K 0.05%
3,599
+931
+35% +$60.1K
QQEW icon
293
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.83B
$218K 0.05%
+6,472
New +$209K
CBI
294
DELISTED
Chicago Bridge & Iron Nv
CBI
$218K 0.05%
3,222
-525
-14% -$32.4K
ICLR icon
295
Icon
ICLR
$12.1B
$217K 0.05%
+5,282
New +$203K
IXC icon
296
iShares Global Energy ETF
IXC
$2.8B
$216K 0.05%
5,260
-400
-7% -$16.2K
OLN icon
297
Olin
OLN
$2.17B
$216K 0.05%
+9,295
New +$220K
TXN icon
298
Texas Instruments
TXN
$259B
$215K 0.05%
+5,349
New +$208K
ELNK
299
DELISTED
EarthLink Holdings Corp.
ELNK
$215K 0.05%
43,199
+6,415
+17% +$35.8K
NVS icon
300
Novartis
NVS
$291B
$214K 0.05%
+3,053
New +$202K
10 11
12
13 14

Similar funds

TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return
GES
GO ETF Solutions London, United Kingdom $689M AUM 29.59% 1-Year Est. Return
AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.