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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+7.54%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$560M
AUM Growth
+$138M
Cap. Flow
+$108M
Cap. Flow %
19.29%
Top 10 Hldgs %
20.16%
Holding
456
New
129
Increased
181
Reduced
105
Closed
22

Top Buys

Rank Stock Value
1
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$6.58M
2
PSX icon
Phillips 66
PSX
+$5.05M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.61M
4
NSC icon
Norfolk Southern
NSC
+$3.85M
5
KR icon
Kroger
KR
+$3.82M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$2.48M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.44M
4
VOT icon
Vanguard Morningstar Mid-Cap Growth ETF
VOT
+$2.43M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.87M

Sector Composition

Rank Sector Weight
1 Energy 9.79%
2 Industrials 7.49%
3 Consumer Staples 6%
4 Financials 5.45%
5 Healthcare 5.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USIG icon
251
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$457K 0.08%
8,532
-12,486
-59% -$671K
SM icon
252
SM Energy
SM
$7.66B
$452K 0.08%
+5,500
New +$469K
FYX icon
253
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
$451K 0.08%
9,234
-260
-3% -$12K
PNC icon
254
PNC Financial Services
PNC
$100B
$451K 0.08%
5,846
-1,109
-16% -$83.2K
XEL icon
255
Xcel Energy
XEL
$48.5B
$450K 0.08%
+16,088
New +$454K
CMK
256
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$449K 0.08%
55,830
– –
CSI
257
DELISTED
Cutwater Select Income Fund
CSI
$447K 0.08%
24,430
+2,450
+11% +$43.8K
ABT icon
258
Abbott
ABT
$185B
$442K 0.08%
11,500
+340
+3% +$12.5K
IBMD
259
DELISTED
ISHARES IBONDS SEP 2015 AMT-FREE MUNI BOND ETF
IBMD
$442K 0.08%
8,310
– –
DD icon
260
DuPont de Nemours
DD
$19.1B
$432K 0.08%
3,858
-118
-3% -$12.1K
FNX icon
261
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$432K 0.08%
8,538
+19
+0.2% +$914
FIS icon
262
Fidelity National Information Services
FIS
$23.1B
$429K 0.08%
7,991
-1,405
-15% -$69.3K
EMB icon
263
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
$424K 0.08%
3,935
+405
+11% +$44.2K
VPU
264
Vanguard Utilities ETF
VPU
$8.48B
$423K 0.08%
5,122
-2,508
-33% -$210K
GYLD icon
265
Arrow Dow Jones Global Yield ETF
GYLD
$37.8M
$415K 0.07%
15,657
-72
-0.5% -$1.9K
LSI
266
DELISTED
Life Storage, Inc.
LSI
$415K 0.07%
+9,450
New +$445K
DVA icon
267
DaVita
DVA
$15B
$407K 0.07%
+6,424
New +$377K
GOLD
268
DELISTED
Randgold Resources Ltd
GOLD
$407K 0.07%
6,548
+434
+7% +$29.8K
HME
269
DELISTED
HOME PROPERTIES, INC
HME
$406K 0.07%
7,593
-74
-1% -$4.16K
NVDA icon
270
NVIDIA
NVDA
$5.01T
$405K 0.07%
1,013,000
-420,000
-29% -$163K
SCHV
271
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$405K 0.07%
+30,000
New +$392K
FXI icon
272
iShares China Large-Cap ETF
FXI
$4.35B
$400K 0.07%
10,366
-600
-5% -$22.9K
ACTG icon
273
Acacia Research
ACTG
$447M
$399K 0.07%
27,456
+11,336
+70% +$179K
HAL icon
274
Halliburton
HAL
$26.6B
$396K 0.07%
7,823
+107
+1% +$5.53K
JOSB
275
DELISTED
JOS A BANK CLOTHIERS INC
JOSB
$392K 0.07%
7,161
-255
-3% -$13.1K
9 10
11
12 13

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QAM
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SII Investments's Q4 2013 Portfolio in Review

As of Q4 2013, SII Investments held 456 positions worth $560M, up 33% from $422M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SII Investments deployed $108M of net new capital in Q4 2013, opening 129 new positions and adding to 181 existing holdings. Its largest new stake was Invesco S&P 500 Pure Value ETF: 139,454 shares worth $6.95M.

By sector, the portfolio is most concentrated in Energy at 9.8% of assets, up from 9.3% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Short-Term Bond ETF, an estimated $5.3M trimmed.

  • SII Investments's largest Q4 2013 buy was Invesco S&P 500 Pure Value ETF: 139,454 shares worth $6.95M.
  • SII Investments added most to Phillips 66 in Q4 2013, an estimated $5.05M increase.
  • SII Investments's biggest Q4 2013 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $5.3M.
  • SII Investments fully exited Vanguard Morningstar Mid-Cap Growth ETF in Q4 2013, selling an estimated $2.43M.
  • SII Investments's ten largest holdings make up 20% of its $560M portfolio in Q4 2013.
  • SII Investments opened 129 new positions and closed 22 in Q4 2013.
  • SII Investments's portfolio value rose 33% quarter-over-quarter to $560M.

Based on SII Investments's 13F filing for Q4 2013, filed 13 Feb 2014.