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SI

SII Investments Portfolio holdings

AUM $965M
1-Year Est. Return 15.44%
This Fund
S&P 500
This Quarter Est. Return
+5.34%
1 Year Est. Return
+15.44%
3 Year Est. Return
+24.3%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$422M
AUM Growth
-$42M
Cap. Flow
-$61.1M
Cap. Flow %
-14.48%
Top 10 Hldgs %
24.45%
Holding
420
New
35
Increased
131
Reduced
136
Closed
93

Top Buys

Rank Stock Value
1
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$5.76M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$5.3M
3
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.09M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.54M
5
BSJI
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
+$3.36M

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$6M
2
PSX icon
Phillips 66
PSX
+$4.25M
3
PWV icon
Invesco Large Cap Value ETF
PWV
+$4.24M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$3.88M
5
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
+$3.61M

Sector Composition

Rank Sector Weight
1 Energy 9.29%
2 Industrials 6.75%
3 Healthcare 5.31%
4 Financials 5.27%
5 Consumer Staples 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
251
Rio Tinto
RIO
$161B
$302K 0.07%
6,149
-14,466
-70% -$675K
PFF icon
252
iShares Preferred and Income Securities ETF
PFF
$13.3B
$295K 0.07%
7,602
-4,051
-35% -$155K
EMC
253
DELISTED
EMC CORPORATION
EMC
$292K 0.07%
11,198
-2,127
-16% -$55.2K
IFLN
254
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$282K 0.07%
14,947
-1,888
-11% -$35.6K
IWS icon
255
iShares Russell Mid-Cap Value ETF
IWS
$16B
$281K 0.07%
4,615
-219
-5% -$13.2K
SO icon
256
Southern Company
SO
$107B
$280K 0.07%
6,786
-12,395
-65% -$534K
CET
257
Central Securities Corp
CET
$1.63B
$275K 0.07%
11,762
– –
GD icon
258
General Dynamics
GD
$104B
$272K 0.06%
3,146
-419
-12% -$35.6K
HDV
259
iShares Core High Dividend ETF
HDV
$14.8B
$266K 0.06%
+20,075
New +$271K
DHG
260
DELISTED
Deutsche High Incm Opportunities
DHG
$264K 0.06%
18,655
– –
CELG
261
DELISTED
Celgene Corp
CELG
$264K 0.06%
+3,410
New +$239K
RYN icon
262
Rayonier
RYN
$6.6B
$262K 0.06%
6,931
+5
+0.1% +$192
ILCG icon
263
iShares Morningstar Growth ETF
ILCG
$3.26B
$260K 0.06%
14,560
-1,840
-11% -$32.1K
DTV
264
DELISTED
DIRECTV COM STK (DE)
DTV
$255K 0.06%
4,274
-136
-3% -$8.37K
RDS.A
265
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$251K 0.06%
3,762
+100
+3% +$6.54K
GES
266
DELISTED
Guess Inc
GES
$249K 0.06%
8,349
+950
+13% +$29.7K
TFX icon
267
Teleflex
TFX
$6.2B
$246K 0.06%
+2,965
New +$233K
D icon
268
Dominion Energy
D
$60.9B
$244K 0.06%
3,955
-625
-14% -$37.1K
IYM icon
269
iShares US Basic Materials ETF
IYM
$1.21B
$244K 0.06%
3,341
– –
EMR icon
270
Emerson Electric
EMR
$89B
$243K 0.06%
3,743
-34
-0.9% -$2.08K
WLY icon
271
John Wiley & Sons Class A
WLY
$2.78B
$243K 0.06%
+5,105
New +$228K
HTLF
272
DELISTED
Heartland Financial USA, Inc.
HTLF
$241K 0.06%
9,100
– –
TAC icon
273
TransAlta
TAC
$4.04B
$240K 0.06%
18,640
+1,497
+9% +$20.2K
DBC icon
274
Invesco DB Commodity Index Tracking Fund
DBC
$1.63B
$239K 0.06%
9,242
-146
-2% -$3.81K
FTR
275
DELISTED
Frontier Communications Corp.
FTR
$239K 0.06%
3,952
+2,443
+162% +$159K
9 10
11
12 13

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TAM
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GES
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AS
Acorns Securities Irvine, California $660M AUM
QAM
Quentec Asset Management New York $634M AUM 22.87% 1-Year Est. Return
BTIS
BB&T Investment Services Charlotte, North Carolina $595M AUM 15.91% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
HHC
Hutchin Hill Capital New York $359M AUM 15.77% 1-Year Est. Return

SII Investments's Q3 2013 Portfolio in Review

As of Q3 2013, SII Investments held 420 positions worth $422M, down 9.1% from $464M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SII Investments withdrew a net $61.1M in Q3 2013, closing 93 positions and reducing 136 holdings. Its most notable exit was Invesco Large Cap Value ETF, an estimated $4.24M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.3% of assets, down from 11% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SII Investments opened a new position in COLE REAL ESTATE INVESTMENTS, INC COM worth $6.22M.

  • SII Investments's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 507,221 shares worth $6.22M.
  • SII Investments added most to Vanguard Short-Term Bond ETF in Q3 2013, an estimated $5.3M increase.
  • SII Investments's biggest Q3 2013 reduction was ConocoPhillips, cutting an estimated $6M.
  • SII Investments fully exited Invesco Large Cap Value ETF in Q3 2013, selling an estimated $4.24M.
  • SII Investments's ten largest holdings make up 24% of its $422M portfolio in Q3 2013.
  • SII Investments opened 35 new positions and closed 93 in Q3 2013.
  • SII Investments's portfolio value fell 9.1% quarter-over-quarter to $422M.

Based on SII Investments's 13F filing for Q3 2013, filed 14 Nov 2013.