SII Investments’s VictoryShares US EQ Income Enhanced Volatility Wtd ETF CDC Stock Holding History

SII Investments’s Portfolio CDC Stock Details CDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-11,577	Closed	-$538K	–	41
2017 Q4	$538K	Sell	11,577 -5,393	-32%	-$246K	0.06%	241
2017 Q3	$752K	Buy	16,970 +7,586	+81%	+$332K	0.04%	263
2017 Q2	$407K	Sell	9,384 -2,042	-18%	-$88K	0.03%	392
2017 Q1	$490K	Buy	11,426 +583	+5%	+$24.6K	0.03%	342
2016 Q4	$447K	Buy	10,843 +4,314	+66%	+$173K	0.03%	339
2016 Q3	$259K	Buy	+6,529	New	+$258K	0.02%	470

Other funds holding CDC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

SII Investments's CDC Position: Q1 2018 in Review

SII Investments sold out of VictoryShares US EQ Income Enhanced Volatility Wtd ETF (CDC) in Q1 2018, closing a stake of 11,577 shares — an estimated $538K sold.

SII Investments first reported a position in CDC in Q3 2016 and held it in 6 quarters. The position peaked at $752K in Q3 2017. 45 funds tracked by Wall St. Rank hold CDC as of Q1 2018.

SII Investments reported no remaining VictoryShares US EQ Income Enhanced Volatility Wtd ETF position as of Q1 2018 after selling out during the quarter.
SII Investments sold 11,577 VictoryShares US EQ Income Enhanced Volatility Wtd ETF shares in Q1 2018, an estimated $538K.
SII Investments first reported a position in VictoryShares US EQ Income Enhanced Volatility Wtd ETF in Q3 2016 and held it in 6 quarters.
SII Investments's VictoryShares US EQ Income Enhanced Volatility Wtd ETF position peaked at $752K in Q3 2017.
45 funds tracked by Wall St. Rank held VictoryShares US EQ Income Enhanced Volatility Wtd ETF as of Q1 2018.

Based on SII Investments's 13F filing for Q1 2018.