SII Investments’s Ares Capital ARCC Stock Holding History

SII Investments’s Portfolio ARCC Stock Details ARCC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-60,067	Closed	-$1.08M	–	481
2014 Q1	$1.08M	Buy	60,067 +2,138	+4%	+$38.1K	0.2%	122
2013 Q4	$1.03M	Buy	57,929 +4,143	+8%	+$73K	0.18%	139
2013 Q3	$927K	Buy	53,786 +3,902	+8%	+$68.3K	0.22%	121
2013 Q2	$855K	Buy	+49,884	New	+$870K	0.18%	144

Other funds holding ARCC

TIM

Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return

BAM

Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $34.9B AUM 72.7% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LCP

Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

SII Investments's ARCC Position: Q2 2014 in Review

SII Investments sold out of Ares Capital (ARCC) in Q2 2014, closing a stake of 60,067 shares — an estimated $1.08M sold.

SII Investments first reported a position in ARCC in Q2 2013 and held it in 4 quarters. The position peaked at $1.08M in Q1 2014. 340 funds tracked by Wall St. Rank hold ARCC as of Q2 2014.

SII Investments reported no remaining Ares Capital position as of Q2 2014 after selling out during the quarter.
SII Investments sold 60,067 Ares Capital shares in Q2 2014, an estimated $1.08M.
SII Investments first reported a position in Ares Capital in Q2 2013 and held it in 4 quarters.
SII Investments's Ares Capital position peaked at $1.08M in Q1 2014.
340 funds tracked by Wall St. Rank held Ares Capital as of Q2 2014.

Based on SII Investments's 13F filing for Q2 2014, filed 28 Jul 2014.