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SIM

Sigma Investment Management Portfolio holdings

AUM $125M
1-Year Est. Return 4.75%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
-4.75%
3 Year Est. Return
+8.4%
5 Year Est. Return
+13.11%
10 Year Est. Return
–
AUM
$150M
AUM Growth
+$7.43M
Cap. Flow
+$823K
Cap. Flow %
0.55%
Top 10 Hldgs %
92.7%
Holding
30
New
4
Increased
4
Reduced
7
Closed
4

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$25.7M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$9.91M
3
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$516K
4
BND icon
Vanguard Total Bond Market
BND
+$316K
5
BP icon
BP
BP
+$197K

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$24.6M
2
EWJ icon
iShares MSCI Japan ETF
EWJ
+$9.6M
3
IWB icon
iShares Russell 1000 ETF
IWB
+$575K
4
MUB icon
iShares National Muni Bond ETF
MUB
+$468K
5
VV icon
Vanguard Large-Cap ETF
VV
+$276K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.46%
2 Financials 0.3%
3 Technology 0.15%
4 Energy 0.14%
5 Healthcare 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
1
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$26.9M 17.91%
+636,780
New +$25.7M
AGG icon
2
iShares Core US Aggregate Bond ETF
AGG
$138B
$23.2M 15.46%
217,884
-726
-0.3% -$77.8K
VIG icon
3
Vanguard Dividend Appreciation ETF
VIG
$111B
$20.8M 13.89%
276,840
+7,092
+3% +$516K
IWB icon
4
iShares Russell 1000 ETF
IWB
$47.7B
$18.4M 12.29%
178,612
-5,813
-3% -$575K
EFA icon
5
iShares MSCI EAFE ETF
EFA
$76.4B
$15.4M 10.28%
229,771
+78
+0% +$5.1K
VWO icon
6
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$9.89M 6.59%
+240,381
New +$9.91M
MUB icon
7
iShares National Muni Bond ETF
MUB
$45.1B
$7.51M 5.01%
72,369
-4,491
-6% -$468K
XLY icon
8
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$6.94M 4.63%
207,756
-2,956
-1% -$94.1K
IVV icon
9
iShares Core S&P 500 ETF
IVV
$876B
$6.04M 4.03%
32,545
-273
-0.8% -$48.6K
ACWI icon
10
iShares MSCI ACWI ETF
ACWI
$32.6B
$3.91M 2.61%
67,897
-471
-0.7% -$26.4K
SJM icon
11
J.M. Smucker
SJM
$12.6B
$1.88M 1.25%
18,118
– –
VEU icon
12
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.73M 1.16%
34,173
+2,556
+8% +$127K
IWV icon
13
iShares Russell 3000 ETF
IWV
$19.5B
$1.71M 1.14%
15,440
– –
TFI icon
14
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.05B
$971K 0.65%
21,531
– –
BWX icon
15
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$894K 0.6%
30,950
– –
VT icon
16
Vanguard Total World Stock ETF
VT
$76.3B
$875K 0.58%
14,724
– –
SPY icon
17
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$584K 0.39%
3,163
+609
+24% +$108K
DSI icon
18
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$419K 0.28%
12,134
-3,682
-23% -$122K
BND icon
19
Vanguard Total Bond Market
BND
$157B
$313K 0.21%
+3,909
New +$316K
COST icon
20
Costco
COST
$415B
$309K 0.21%
2,597
– –
USB icon
21
US Bancorp
USB
$99.6B
$306K 0.2%
7,571
– –
MDY icon
22
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$263K 0.18%
1,076
– –
IBM icon
23
IBM
IBM
$202B
$218K 0.15%
1,213
– –
BP icon
24
BP
BP
$113B
$210K 0.14%
+5,279
New +$197K
KEY icon
25
KeyCorp
KEY
$24.3B
$138K 0.09%
10,319
– –
1
2

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BPV
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CFA
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OA
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KA
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BCA
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Sigma Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Sigma Investment Management held 30 positions worth $150M, up 5.2% from $143M the previous quarter. Its ten largest holdings account for 93% of the portfolio.

Sigma Investment Management's Q4 2013 filing shows 4 new, 4 increased, 7 reduced and 4 closed positions. Its largest new stake was iShares Russell Mid-Cap Growth ETF: 636,780 shares worth $26.9M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $24.6M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.5% of assets, down from 1.5% a quarter earlier, followed by Financials and Technology.

  • Sigma Investment Management's largest Q4 2013 buy was iShares Russell Mid-Cap Growth ETF: 636,780 shares worth $26.9M.
  • Sigma Investment Management added most to Vanguard Dividend Appreciation ETF in Q4 2013, an estimated $516K increase.
  • Sigma Investment Management's biggest Q4 2013 reduction was iShares Russell 1000 ETF, cutting an estimated $575K.
  • Sigma Investment Management fully exited iShares Russell Mid-Cap Value ETF in Q4 2013, selling an estimated $24.6M.
  • Sigma Investment Management's ten largest holdings make up 93% of its $150M portfolio in Q4 2013.
  • Sigma Investment Management opened 4 new positions and closed 4 in Q4 2013.
  • Sigma Investment Management's portfolio value rose 5.2% quarter-over-quarter to $150M.

Based on Sigma Investment Management's 13F filing for Q4 2013, filed 13 Feb 2014.