Siena Capital Partners’s Carolina Financial Corp. CARO Stock Holding History

Siena Capital Partners’s Portfolio CARO Stock Details CARO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-86,977	Closed	-$3.22M	–	27
2017 Q3	$3.12M	Sell	86,977 -50,000	-37%	-$1.68M	3.16%	15
2017 Q2	$4.43M	Hold	136,977	–	–	4.24%	8
2017 Q1	$4.11M	Hold	136,977	–	–	4.1%	10
2016 Q4	$4.22M	Buy	+136,977	New	+$3.52M	4.16%	12

Other funds holding CARO

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $721M AUM 63.77% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

Siena Capital Partners's CARO Position: Q4 2017 in Review

Siena Capital Partners sold out of Carolina Financial Corp. (CARO) in Q4 2017, closing a stake of 86,977 shares — an estimated $3.22M sold.

Siena Capital Partners first reported a position in CARO in Q4 2016 and held it in 4 quarters. The position peaked at $4.43M in Q2 2017. 105 funds tracked by Wall St. Rank hold CARO as of Q4 2017.

Siena Capital Partners reported no remaining Carolina Financial Corp. position as of Q4 2017 after selling out during the quarter.
Siena Capital Partners sold 86,977 Carolina Financial Corp. shares in Q4 2017, an estimated $3.22M.
Siena Capital Partners first reported a position in Carolina Financial Corp. in Q4 2016 and held it in 4 quarters.
Siena Capital Partners's Carolina Financial Corp. position peaked at $4.43M in Q2 2017.
105 funds tracked by Wall St. Rank held Carolina Financial Corp. as of Q4 2017.

Based on Siena Capital Partners's 13F filing for Q4 2017, filed 5 Jan 2018.