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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.04B
AUM Growth
+$25.5M
Cap. Flow
-$35.5M
Cap. Flow %
-3.42%
Top 10 Hldgs %
36.42%
Holding
309
New
22
Increased
61
Reduced
127
Closed
27

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$31.1M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$12.5M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.43M

Top Sells

Rank Stock Value
1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$32.4M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$27.5M
3
QCOM icon
Qualcomm
QCOM
+$9.54M
4
MET icon
MetLife
MET
+$7.64M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.22M

Sector Composition

Rank Sector Weight
1 Technology 24.08%
2 Healthcare 12.59%
3 Consumer Discretionary 11.71%
4 Financials 10.54%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HURC icon
201
Hurco Companies Inc
HURC
$135M
$329K 0.03%
11,600
– –
CDE icon
202
Coeur Mining
CDE
$15.4B
$325K 0.03%
44,000
– –
PFN
203
PIMCO Income Strategy Fund II
PFN
$698M
$324K 0.03%
35,650
– –
RDS.A
204
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$322K 0.03%
12,790
-300
-2% -$9.08K
OUNZ icon
205
VanEck Merk Gold Trust
OUNZ
$2.51B
$315K 0.03%
+17,110
New +$319K
EUSA icon
206
iShares MSCI USA Equal Weighted ETF
EUSA
$1.81B
$314K 0.03%
5,134
+371
+8% +$22.5K
HCSG icon
207
Healthcare Services Group
HCSG
$1.6B
$314K 0.03%
14,575
-75
-0.5% -$1.75K
FCT
208
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$313K 0.03%
28,500
-300
-1% -$3.3K
SNY icon
209
Sanofi
SNY
$103B
$310K 0.03%
6,180
– –
CMCSA icon
210
Comcast
CMCSA
$85B
$308K 0.03%
6,650
+802
+14% +$34.9K
MTB icon
211
M&T Bank
MTB
$35.7B
$305K 0.03%
3,309
-241
-7% -$24.6K
V icon
212
Visa
V
$684B
$302K 0.03%
1,511
+438
+41% +$87.5K
FLG
213
Flagstar Bank National Association
FLG
$5.93B
$302K 0.03%
12,183
– –
XLK icon
214
State Street Technology Select Sector SPDR ETF
XLK
$115B
$299K 0.03%
5,120
+1,020
+25% +$57.6K
LBRDA icon
215
Liberty Broadband Class A
LBRDA
$4.89B
$291K 0.03%
2,050
-14
-0.7% -$1.9K
AFG icon
216
American Financial Group
AFG
$11.8B
$281K 0.03%
4,200
+300
+8% +$19.3K
IJR icon
217
iShares Core S&P Small-Cap ETF
IJR
$109B
$276K 0.03%
3,934
-262
-6% -$18.8K
ICCC icon
218
ImmuCell
ICCC
$101M
$275K 0.03%
50,670
– –
GATX icon
219
GATX Corp
GATX
$6.35B
$268K 0.03%
4,200
– –
GENC icon
220
Gencor Industries
GENC
$209M
$260K 0.03%
23,608
– –
WORK
221
DELISTED
Slack Technologies, Inc.
WORK
$258K 0.02%
+9,600
New +$282K
NVCR icon
222
NovoCure
NVCR
$1.73B
$256K 0.02%
+2,300
New +$184K
REZ icon
223
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$250K 0.02%
4,100
– –
BP icon
224
BP
BP
$116B
$249K 0.02%
14,275
-12,515
-47% -$271K
NSC icon
225
Norfolk Southern
NSC
$75.4B
$241K 0.02%
1,125
-1,000
-47% -$201K
7 8
9
10 11

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Shufro Rose & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Shufro Rose & Co held 309 positions worth $1.04B, up 2.5% from $1.01B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co withdrew a net $35.5M in Q3 2020, closing 27 positions and reducing 127 holdings. Its most notable exit was Valmont Industries, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Shufro Rose & Co opened a new position in Sprott Physical Gold and Silver Trust worth $29.7M.

  • Shufro Rose & Co's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,618,573 shares worth $29.7M.
  • Shufro Rose & Co added most to iShares MSCI USA Quality Factor ETF in Q3 2020, an estimated $6.43M increase.
  • Shufro Rose & Co's biggest Q3 2020 reduction was Invesco BulletShares 2022 Corporate Bond ETF, cutting an estimated $32.4M.
  • Shufro Rose & Co fully exited Valmont Industries in Q3 2020, selling an estimated $1.24M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.04B portfolio in Q3 2020.
  • Shufro Rose & Co opened 22 new positions and closed 27 in Q3 2020.
  • Shufro Rose & Co's portfolio value rose 2.5% quarter-over-quarter to $1.04B.

Based on Shufro Rose & Co's 13F filing for Q3 2020, filed 27 Oct 2020.