SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+7.83%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.04B
AUM Growth
+$25.4M
Cap. Flow
-$37.1M
Cap. Flow %
-3.57%
Top 10 Hldgs %
36.46%
Holding
298
New
18
Increased
61
Reduced
126
Closed
21

Top Buys

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$29.7M
2
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$12.5M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
$6.52M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$6.5M

Top Sells

1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$32.3M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$27.5M
3
QCOM icon
Qualcomm
QCOM
$10.5M
4
MET icon
MetLife
MET
$7.48M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
$3.75M

Sector Composition

1 Technology 24.11%
2 Healthcare 12.61%
3 Consumer Discretionary 11.73%
4 Financials 10.55%
5 Industrials 6.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFN
201
PIMCO Income Strategy Fund II
PFN
$710M
$324K 0.03%
35,650
– –
RDS.A
202
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$322K 0.03%
12,790
-300
-2% -$7.55K
OUNZ icon
203
VanEck Merk Gold Trust
OUNZ
$1.9B
$315K 0.03%
+17,110
New +$315K
EUSA icon
204
iShares MSCI USA Equal Weighted ETF
EUSA
$1.56B
$314K 0.03%
5,134
+371
+8% +$22.7K
HCSG icon
205
Healthcare Services Group
HCSG
$1.14B
$314K 0.03%
14,575
-75
-0.5% -$1.62K
FCT
206
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$313K 0.03%
28,500
-300
-1% -$3.3K
SNY icon
207
Sanofi
SNY
$111B
$310K 0.03%
6,180
– –
CMCSA icon
208
Comcast
CMCSA
$125B
$308K 0.03%
6,650
+802
+14% +$37.1K
MTB icon
209
M&T Bank
MTB
$31.6B
$305K 0.03%
3,309
-241
-7% -$22.2K
V icon
210
Visa
V
$681B
$302K 0.03%
1,511
+438
+41% +$87.5K
FLG
211
Flagstar Financial, Inc.
FLG
$5.38B
$302K 0.03%
12,183
– –
XLK icon
212
Technology Select Sector SPDR Fund
XLK
$84B
$299K 0.03%
2,560
+510
+25% +$59.6K
LBRDA icon
213
Liberty Broadband Class A
LBRDA
$8.5B
$291K 0.03%
2,050
-14
-0.7% -$1.99K
AFG icon
214
American Financial Group
AFG
$11.6B
$281K 0.03%
4,200
+300
+8% +$20.1K
IJR icon
215
iShares Core S&P Small-Cap ETF
IJR
$85.7B
$276K 0.03%
3,934
-262
-6% -$18.4K
ICCC icon
216
ImmuCell
ICCC
$59M
$275K 0.03%
50,670
– –
GATX icon
217
GATX Corp
GATX
$6.01B
$268K 0.03%
4,200
– –
GENC icon
218
Gencor Industries
GENC
$237M
$260K 0.03%
23,608
– –
WORK
219
DELISTED
Slack Technologies, Inc.
WORK
$258K 0.02%
+9,600
New +$258K
NVCR icon
220
NovoCure
NVCR
$1.34B
$256K 0.02%
+2,300
New +$256K
REZ icon
221
iShares Residential and Multisector Real Estate ETF
REZ
$805M
$250K 0.02%
4,100
– –
BP icon
222
BP
BP
$88.4B
$249K 0.02%
14,275
-12,515
-47% -$218K
NSC icon
223
Norfolk Southern
NSC
$62.8B
$241K 0.02%
1,125
-1,000
-47% -$214K
SPGI icon
224
S&P Global
SPGI
$165B
$241K 0.02%
667
– –
VOD icon
225
Vodafone
VOD
$28.3B
$241K 0.02%
17,969
-570
-3% -$7.65K
7 8
9
10 11