SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+1.79%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$955M
AUM Growth
+$7.28M
Cap. Flow
-$6.99M
Cap. Flow %
-0.73%
Top 10 Hldgs %
30.53%
Holding
277
New
13
Increased
55
Reduced
100
Closed
17

Top Buys

1
ED icon
Consolidated Edison
ED
$9.17M
2
FE icon
FirstEnergy
FE
$8.31M
3
VZ icon
Verizon
VZ
$8.18M
4
MOS icon
The Mosaic Company
MOS
$7.07M
5
KMT icon
Kennametal
KMT
$6.46M

Top Sells

1
BHI
Baker Hughes
BHI
$13.4M
2
VOD icon
Vodafone
VOD
$10.4M
3
ACG
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
$6.1M
4
SON icon
Sonoco
SON
$4.02M
5
ABT icon
Abbott
ABT
$3.68M

Sector Composition

1 Technology 21.91%
2 Industrials 16.75%
3 Healthcare 12.69%
4 Consumer Discretionary 11.8%
5 Financials 7.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VGM icon
176
Invesco Trust Investment Grade Municipals
VGM
$518M
$421K 0.04%
32,900
– –
BK icon
177
Bank of New York Mellon
BK
$74.4B
$416K 0.04%
11,800
– –
UPS icon
178
United Parcel Service
UPS
$71.6B
$413K 0.04%
4,250
-2,530
-37% -$246K
PFN
179
PIMCO Income Strategy Fund II
PFN
$710M
$409K 0.04%
39,400
+7,000
+22% +$72.7K
KMB icon
180
Kimberly-Clark
KMB
$42.9B
$385K 0.04%
3,651
– –
UTF icon
181
Cohen & Steers Infrastructure Fund
UTF
$2.53B
$382K 0.04%
17,323
– –
HSBC.PRA
182
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$382K 0.04%
15,025
– –
SNY icon
183
Sanofi
SNY
$111B
$376K 0.04%
7,200
– –
LXP icon
184
LXP Industrial Trust
LXP
$2.69B
$368K 0.04%
33,764
– –
MS icon
185
Morgan Stanley
MS
$240B
$367K 0.04%
11,800
– –
PHG icon
186
Philips
PHG
$26.4B
$360K 0.04%
14,259
-418
-3% -$10.6K
WLL
187
DELISTED
Whiting Petroleum Corporation
WLL
$360K 0.04%
17
-28
-62% -$593K
MERC icon
188
Mercer International
MERC
$214M
$356K 0.04%
47,500
– –
SPY icon
189
SPDR S&P 500 ETF Trust
SPY
$662B
$342K 0.04%
1,834
– –
BKCC
190
DELISTED
BlackRock Capital Investment Corporation
BKCC
$340K 0.04%
37,100
– –
EXC icon
191
Exelon
EXC
$43.8B
$333K 0.03%
13,950
-280
-2% -$6.68K
BDJ icon
192
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$331K 0.03%
41,777
+1,000
+2% +$7.92K
MYN icon
193
BlackRock MuniYield New York Quality Fund
MYN
$359M
$330K 0.03%
25,500
+3,500
+16% +$45.3K
WBA
194
DELISTED
Walgreens Boots Alliance
WBA
$330K 0.03%
5,000
-3,000
-38% -$198K
ERN
195
DELISTED
Erin Energy Corp
ERN
$329K 0.03%
70,363
+20
+0% +$94
ALTV
196
DELISTED
ALTEVA COM STK (NY)
ALTV
$314K 0.03%
37,900
– –
JEQ
197
abrdn Japan Equity Fund
JEQ
$114M
$308K 0.03%
47,200
– –
BIIB icon
198
Biogen
BIIB
$20.5B
$305K 0.03%
1,000
– –
SVC
199
Service Properties Trust
SVC
$462M
$301K 0.03%
10,574
– –
SAL
200
DELISTED
Salisbury Bancorp, Inc.
SAL
$289K 0.03%
21,550
-51,800
-71% -$695K
6 7
8
9 10