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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
-2.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.06B
AUM Growth
-$34.8M
Cap. Flow
+$1.19M
Cap. Flow %
0.11%
Top 10 Hldgs %
36.69%
Holding
326
New
6
Increased
70
Reduced
100
Closed
14

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.26M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$2.43M
3
INFL icon
Horizon Kinetics Inflation Beneficiaries ETF
INFL
+$2.41M
4
DSTL icon
Distillate US Fundamental Stability & Value ETF
DSTL
+$2.33M
5
BND icon
Vanguard Total Bond Market
BND
+$1.81M

Top Sells

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.1M
2
PDCE
PDC Energy, Inc.
PDCE
+$3.13M
3
GM icon
General Motors
GM
+$2.13M
4
BWA icon
BorgWarner
BWA
+$1.43M
5
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$905K

Sector Composition

Rank Sector Weight
1 Technology 18.76%
2 Consumer Discretionary 9.47%
3 Financials 8.84%
4 Healthcare 8.26%
5 Industrials 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYL icon
126
Xylem
XYL
$27.3B
$765K 0.07%
8,403
-35
-0.4% -$3.61K
DOC
127
DELISTED
PHYSICIANS REALTY TRUST
DOC
$740K 0.07%
60,700
– –
SENEA icon
128
Seneca Foods Class A
SENEA
$1.12B
$732K 0.07%
13,600
+1,500
+12% +$67.2K
QQQ icon
129
Invesco QQQ Trust
QQQ
$453B
$704K 0.07%
1,966
+1
+0.1% +$371
VMBS icon
130
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$697K 0.07%
15,927
+58
+0.4% +$2.61K
WBD icon
131
Warner Bros
WBD
$65.9B
$696K 0.07%
64,102
+4,839
+8% +$60.4K
AFT
132
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$691K 0.07%
51,400
– –
FPE icon
133
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$690K 0.07%
43,200
-5,000
-10% -$80.5K
AFL icon
134
Aflac
AFL
$64.9B
$677K 0.06%
8,818
– –
FRA icon
135
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$663K 0.06%
52,550
-1,000
-2% -$12.4K
AON icon
136
CALL
Aon
AON
$76.5B
– –
0
– –
GDO
137
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$640K 0.06%
54,000
– –
YUMC icon
138
Yum China
YUMC
$16.5B
$639K 0.06%
11,468
– –
CHPT icon
139
ChargePoint
CHPT
$141M
$628K 0.06%
6,320
+25
+0.4% +$3.63K
SON icon
140
Sonoco
SON
$5.57B
$621K 0.06%
11,432
-250
-2% -$14.2K
XLV icon
141
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$603K 0.06%
4,684
– –
KEX icon
142
Kirby Corp
KEX
$7.01B
$596K 0.06%
7,200
– –
BSCN
143
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$596K 0.06%
28,060
-2,300
-8% -$48.8K
BSJP
144
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$580K 0.05%
25,800
– –
PPIH
145
Perma-Pipe International
PPIH
$196M
$572K 0.05%
70,000
– –
CVS icon
146
CVS Health
CVS
$133B
$570K 0.05%
8,161
– –
HSIC icon
147
Henry Schein
HSIC
$9.77B
$566K 0.05%
7,625
-100
-1% -$7.7K
ELV icon
148
Elevance Health
ELV
$81.5B
$566K 0.05%
1,300
– –
RAND icon
149
Rand Capital
RAND
$565K 0.05%
42,911
– –
FEIM icon
150
Frequency Electronics
FEIM
$635M
$534K 0.05%
77,000
-12,700
-14% -$85.6K
4 5
6
7 8

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PWMAG
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Shufro Rose & Co's Q3 2023 Portfolio in Review

As of Q3 2023, Shufro Rose & Co held 326 positions worth $1.06B, down 3.2% from $1.09B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Shufro Rose & Co's Q3 2023 filing shows 6 new, 70 increased, 100 reduced and 14 closed positions. Its largest new stake was State Street SPDR Portfolio Short Term Corporate Bond ETF: 14,000 shares worth $410K. The largest sale was iShares MSCI USA Quality Factor ETF, an estimated $6.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Shufro Rose & Co's largest Q3 2023 buy was State Street SPDR Portfolio Short Term Corporate Bond ETF: 14,000 shares worth $410K.
  • Shufro Rose & Co added most to Chevron in Q3 2023, an estimated $3.26M increase.
  • Shufro Rose & Co's biggest Q3 2023 reduction was iShares MSCI USA Quality Factor ETF, cutting an estimated $6.1M.
  • Shufro Rose & Co fully exited PDC Energy, Inc. in Q3 2023, selling an estimated $3.13M.
  • Shufro Rose & Co's ten largest holdings make up 37% of its $1.06B portfolio in Q3 2023.
  • Shufro Rose & Co opened 6 new positions and closed 14 in Q3 2023.
  • Shufro Rose & Co's portfolio value fell 3.2% quarter-over-quarter to $1.06B.

Based on Shufro Rose & Co's 13F filing for Q3 2023, filed 26 Oct 2023.