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SRC

Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.04B
AUM Growth
+$25.5M
Cap. Flow
-$35.5M
Cap. Flow %
-3.42%
Top 10 Hldgs %
36.42%
Holding
309
New
22
Increased
61
Reduced
127
Closed
27

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$31.1M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$12.5M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.43M

Top Sells

Rank Stock Value
1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$32.4M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$27.5M
3
QCOM icon
Qualcomm
QCOM
+$9.54M
4
MET icon
MetLife
MET
+$7.64M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.22M

Sector Composition

Rank Sector Weight
1 Technology 24.08%
2 Healthcare 12.59%
3 Consumer Discretionary 11.71%
4 Financials 10.54%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
126
iShares Preferred and Income Securities ETF
PFF
$13.3B
$687K 0.07%
+18,835
New +$678K
RTX icon
127
RTX Corp
RTX
$290B
$682K 0.07%
11,858
-49,234
-81% -$3M
VZ icon
128
Verizon
VZ
$195B
$672K 0.06%
11,289
+971
+9% +$56.4K
CVET
129
DELISTED
Covetrus, Inc. Common Stock
CVET
$665K 0.06%
27,260
-2,240
-8% -$48.3K
PPT
130
Franklin Premier Income Trust
PPT
$324M
$651K 0.06%
146,300
+4,000
+3% +$18.6K
FRD icon
131
Friedman Industries
FRD
$240M
$647K 0.06%
111,491
-1,200
-1% -$6.59K
META icon
132
Meta Platforms (Facebook)
META
$1.42T
$643K 0.06%
2,455
– –
IWF icon
133
iShares Russell 1000 Growth ETF
IWF
$121B
$642K 0.06%
11,844
-104
-0.9% -$5.48K
KLAC icon
134
KLA
KLAC
$239B
$629K 0.06%
32,490
-250
-0.8% -$4.94K
BSJM
135
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$627K 0.06%
27,435
+435
+2% +$9.95K
LHX icon
136
L3Harris
LHX
$51.6B
$623K 0.06%
3,670
-1,280
-26% -$225K
QQQ icon
137
Invesco QQQ Trust
QQQ
$453B
$621K 0.06%
2,234
+613
+38% +$166K
UPS icon
138
United Parcel Service
UPS
$88.6B
$621K 0.06%
3,725
-2,000
-35% -$291K
SEB icon
139
Seaboard Corp
SEB
$4.23B
$618K 0.06%
218
– –
HD icon
140
Home Depot
HD
$331B
$615K 0.06%
2,215
-800
-27% -$217K
FLDR icon
141
Fidelity Low Duration Bond Factor ETF
FLDR
$1.97B
$603K 0.06%
11,800
+6,900
+141% +$352K
AWF
142
AllianceBernstein Global High Income Fund
AWF
$870M
$602K 0.06%
57,300
– –
GOOGL icon
143
Alphabet (Google) Class A
GOOGL
$4.36T
$598K 0.06%
8,160
-460
-5% -$35K
O icon
144
Realty Income
O
$59.6B
$594K 0.06%
10,083
+3,169
+46% +$187K
RDUS
145
DELISTED
Radius Recycling
RDUS
$571K 0.06%
29,700
-22,049
-43% -$418K
AFT
146
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$564K 0.05%
44,000
– –
DAN icon
147
Dana Inc
DAN
$2.9B
$562K 0.05%
45,600
+4,000
+10% +$52K
ICE icon
148
Intercontinental Exchange
ICE
$85.6B
$550K 0.05%
5,500
– –
PEG icon
149
Public Service Enterprise Group
PEG
$38.2B
$548K 0.05%
9,973
+339
+4% +$18K
MSFT icon
150
PUT
Microsoft
MSFT
$3.45T
$526K 0.05%
+2,500
New +$525K
4 5
6
7 8

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VCP
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PWMAG
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Shufro Rose & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Shufro Rose & Co held 309 positions worth $1.04B, up 2.5% from $1.01B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co withdrew a net $35.5M in Q3 2020, closing 27 positions and reducing 127 holdings. Its most notable exit was Valmont Industries, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Shufro Rose & Co opened a new position in Sprott Physical Gold and Silver Trust worth $29.7M.

  • Shufro Rose & Co's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,618,573 shares worth $29.7M.
  • Shufro Rose & Co added most to iShares MSCI USA Quality Factor ETF in Q3 2020, an estimated $6.43M increase.
  • Shufro Rose & Co's biggest Q3 2020 reduction was Invesco BulletShares 2022 Corporate Bond ETF, cutting an estimated $32.4M.
  • Shufro Rose & Co fully exited Valmont Industries in Q3 2020, selling an estimated $1.24M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.04B portfolio in Q3 2020.
  • Shufro Rose & Co opened 22 new positions and closed 27 in Q3 2020.
  • Shufro Rose & Co's portfolio value rose 2.5% quarter-over-quarter to $1.04B.

Based on Shufro Rose & Co's 13F filing for Q3 2020, filed 27 Oct 2020.