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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+12.5%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.19B
AUM Growth
+$154M
Cap. Flow
+$34M
Cap. Flow %
2.85%
Top 10 Hldgs %
35.65%
Holding
318
New
36
Increased
71
Reduced
119
Closed
30

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$37.4M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$12.2M
3
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$11.4M
4
GLD icon
SPDR Gold Trust
GLD
+$11.2M
5
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$9.04M

Top Sells

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$10.5M
2
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.94M
3
COHR icon
Coherent
COHR
+$4.59M
4
Y
Alleghany Corp
Y
+$4.58M
5
WD icon
Walker & Dunlop
WD
+$3.18M

Sector Composition

Rank Sector Weight
1 Technology 22.87%
2 Healthcare 11.04%
3 Consumer Discretionary 10.59%
4 Financials 9.4%
5 Industrials 5.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INGR icon
301
Ingredion
INGR
$6.33B
– –
-4,915
Closed -$372K
LBRDA icon
302
Liberty Broadband Class A
LBRDA
$4.86B
– –
-2,050
Closed -$291K
LMT icon
303
Lockheed Martin
LMT
$135B
– –
-902
Closed -$346K
MIN
304
Aberdeen Intermediate Income Fund
MIN
$274M
– –
-101,190
Closed -$377K
MSFT icon
305
PUT
Microsoft
MSFT
$3.62T
– –
-2,500
Closed -$526K
NAZ icon
306
Nuveen Arizona Quality Municipal Income Fund
NAZ
$157M
– –
-10,000
Closed -$147K
NSC icon
307
Norfolk Southern
NSC
$75.6B
– –
-1,125
Closed -$241K
TPH
308
DELISTED
Tri Pointe Homes
TPH
– –
-11,500
Closed -$209K
TURN
309
DELISTED
180 Degree Capital
TURN
– –
-25,002
Closed -$142K
VOD icon
310
Vodafone
VOD
$35.9B
– –
-17,969
Closed -$241K
VVR icon
311
Invesco Senior Income Trust
VVR
$457M
– –
-10,000
Closed -$37K
XLV icon
312
State Street Health Care Select Sector SPDR ETF
XLV
$41.8B
– –
-1,934
Closed -$204K
ANAT
313
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-15,137
Closed -$1.02M
WORK
314
DELISTED
Slack Technologies, Inc.
WORK
– –
-9,600
Closed -$258K
GV
315
DELISTED
Goldfield Corporation
GV
– –
-235,753
Closed -$997K
DNKN
316
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-14,500
Closed -$1.19M
MZA
317
DELISTED
BlackRock MuniYield Arizona Fund, Inc
MZA
– –
-10,000
Closed -$144K
ORBC
318
DELISTED
ORBCOMM, Inc.
ORBC
– –
-36,100
Closed -$123K
9 10 11 12
13

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Shufro Rose & Co's Q4 2020 Portfolio in Review

As of Q4 2020, Shufro Rose & Co held 318 positions worth $1.19B, up 15% from $1.04B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co's Q4 2020 filing shows 36 new, 71 increased, 119 reduced and 30 closed positions. Its largest new stake was VanEck Gold Miners ETF: 211,711 shares worth $7.63M. The largest sale was Sprott Physical Gold and Silver Trust, an estimated $10.5M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Shufro Rose & Co's largest Q4 2020 buy was VanEck Gold Miners ETF: 211,711 shares worth $7.63M.
  • Shufro Rose & Co added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $37.4M increase.
  • Shufro Rose & Co's biggest Q4 2020 reduction was Sprott Physical Gold and Silver Trust, cutting an estimated $10.5M.
  • Shufro Rose & Co fully exited Gold.com Inc in Q4 2020, selling an estimated $1.47M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.19B portfolio in Q4 2020.
  • Shufro Rose & Co opened 36 new positions and closed 30 in Q4 2020.
  • Shufro Rose & Co's portfolio value rose 15% quarter-over-quarter to $1.19B.

Based on Shufro Rose & Co's 13F filing for Q4 2020, filed 3 Feb 2021.