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Shufro Rose & Co Portfolio holdings

AUM $1.47B
1-Year Est. Return 19.38%
This Fund
S&P 500
This Quarter Est. Return
+7.84%
1 Year Est. Return
+19.38%
3 Year Est. Return
+47.49%
5 Year Est. Return
+55.37%
10 Year Est. Return
+200.77%
AUM
$1.04B
AUM Growth
+$25.5M
Cap. Flow
-$35.5M
Cap. Flow %
-3.42%
Top 10 Hldgs %
36.42%
Holding
309
New
22
Increased
61
Reduced
127
Closed
27

Top Buys

Rank Stock Value
1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
+$31.1M
2
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$17.9M
3
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
+$12.5M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$6.5M
5
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.43M

Top Sells

Rank Stock Value
1
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$32.4M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$27.5M
3
QCOM icon
Qualcomm
QCOM
+$9.54M
4
MET icon
MetLife
MET
+$7.64M
5
NWLI
National Western Life Group, Inc. Class A
NWLI
+$4.22M

Sector Composition

Rank Sector Weight
1 Technology 24.08%
2 Healthcare 12.59%
3 Consumer Discretionary 11.71%
4 Financials 10.54%
5 Industrials 6.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKCC
276
DELISTED
BlackRock Capital Investment Corporation
BKCC
$52K 0.01%
21,190
+690
+3% +$1.82K
PIM
277
Franklin Master Intermediate Income Trust
PIM
$150M
$45K ﹤0.01%
11,000
– –
ARTW icon
278
Arts-Way Manufacturing Co
ARTW
$11.2M
$43K ﹤0.01%
18,784
– –
VVR icon
279
Invesco Senior Income Trust
VVR
$457M
$37K ﹤0.01%
10,000
– –
REI icon
280
Ring Energy
REI
$315M
$34K ﹤0.01%
+50,000
New +$47.4K
WTT
281
DELISTED
Wireless Telecom Group, Inc.
WTT
$31K ﹤0.01%
22,726
– –
EQS icon
282
Equus Total Return
EQS
$16.2M
$21K ﹤0.01%
17,735
– –
ALK icon
283
CALL
Alaska Air
ALK
$5.29B
– –
-1,500
Closed -$54K
AXP icon
284
American Express
AXP
$227B
– –
-3,333
Closed -$317K
BA icon
285
Boeing
BA
$171B
– –
-3,667
Closed -$672K
BIIB icon
286
Biogen
BIIB
$30B
– –
-1,521
Closed -$407K
CLX icon
287
Clorox
CLX
$11.6B
– –
-1,000
Closed -$219K
ELV icon
288
CALL
Elevance Health
ELV
$81.5B
– –
-300
Closed -$79K
FAX
289
abrdn Asia-Pacific Income Fund
FAX
$595M
– –
-22,245
Closed -$85K
GD icon
290
General Dynamics
GD
$104B
– –
-3,000
Closed -$448K
HON icon
291
Honeywell
HON
$77B
– –
-2,077
Closed -$283K
HUBB icon
292
Hubbell
HUBB
$25B
– –
-1,975
Closed -$248K
META icon
293
PUT
Meta Platforms (Facebook)
META
$1.42T
– –
-500
Closed -$114K
MTH icon
294
Meritage Homes
MTH
$4.58B
– –
-21,200
Closed -$807K
OSW icon
295
OneSpaWorld
OSW
$2.61B
– –
-26,465
Closed -$126K
PARA
296
CALL
DELISTED
Paramount Global Class B
PARA
– –
-3,000
Closed -$70K
PG icon
297
Procter & Gamble
PG
$336B
– –
-1,909
Closed -$228K
PSX icon
298
Phillips 66
PSX
$84.9B
– –
-3,250
Closed -$234K
RTX icon
299
PUT
RTX Corp
RTX
$290B
– –
-1,000
Closed -$62K
SONO icon
300
CALL
Sonos
SONO
$1.73B
– –
-10,000
Closed -$146K
9 10 11
12
13

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AAIM
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SWA
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VCP
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PWMAG
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ACM
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LLL
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Shufro Rose & Co's Q3 2020 Portfolio in Review

As of Q3 2020, Shufro Rose & Co held 309 positions worth $1.04B, up 2.5% from $1.01B the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shufro Rose & Co withdrew a net $35.5M in Q3 2020, closing 27 positions and reducing 127 holdings. Its most notable exit was Valmont Industries, an estimated $1.24M position sold in full.

By sector, the portfolio is most concentrated in Technology at 24% of assets, down from 24% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Shufro Rose & Co opened a new position in Sprott Physical Gold and Silver Trust worth $29.7M.

  • Shufro Rose & Co's largest Q3 2020 buy was Sprott Physical Gold and Silver Trust: 1,618,573 shares worth $29.7M.
  • Shufro Rose & Co added most to iShares MSCI USA Quality Factor ETF in Q3 2020, an estimated $6.43M increase.
  • Shufro Rose & Co's biggest Q3 2020 reduction was Invesco BulletShares 2022 Corporate Bond ETF, cutting an estimated $32.4M.
  • Shufro Rose & Co fully exited Valmont Industries in Q3 2020, selling an estimated $1.24M.
  • Shufro Rose & Co's ten largest holdings make up 36% of its $1.04B portfolio in Q3 2020.
  • Shufro Rose & Co opened 22 new positions and closed 27 in Q3 2020.
  • Shufro Rose & Co's portfolio value rose 2.5% quarter-over-quarter to $1.04B.

Based on Shufro Rose & Co's 13F filing for Q3 2020, filed 27 Oct 2020.