SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
+12.48%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.19B
AUM Growth
+$154M
Cap. Flow
+$28.4M
Cap. Flow %
2.39%
Top 10 Hldgs %
35.71%
Holding
304
New
27
Increased
70
Reduced
119
Closed
26

Top Buys

1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$37.5M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
$12.2M
3
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$11.4M
4
GLD icon
SPDR Gold Trust
GLD
$11.4M
5
SLQD icon
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$9.07M

Top Sells

1
CEF icon
Sprott Physical Gold and Silver Trust
CEF
$10.9M
2
COHR icon
Coherent
COHR
$5.88M
3
NWLI
National Western Life Group, Inc. Class A
NWLI
$5.26M
4
Y
Alleghany Corporation
Y
$4.74M
5
WD icon
Walker & Dunlop
WD
$3.95M

Sector Composition

1 Technology 22.91%
2 Healthcare 11.06%
3 Consumer Discretionary 10.6%
4 Financials 9.41%
5 Industrials 5.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RFI
251
Cohen & Steers Total Return Realty Fund
RFI
$320M
$166K 0.01%
+12,500
New +$166K
JEQ
252
abrdn Japan Equity Fund
JEQ
$114M
$157K 0.01%
16,625
-750
-4% -$7.08K
NUV icon
253
Nuveen Municipal Value Fund
NUV
$1.81B
$149K 0.01%
13,400
-600
-4% -$6.67K
EVN
254
Eaton Vance Municipal Income Trust
EVN
$414M
$134K 0.01%
10,000
– –
VMO icon
255
Invesco Municipal Opportunity Trust
VMO
$618M
$128K 0.01%
10,000
-5,500
-35% -$70.4K
CERS icon
256
Cerus
CERS
$255M
$114K 0.01%
16,500
– –
EHI
257
Western Asset Global High Income Fund
EHI
$199M
$107K 0.01%
+10,685
New +$107K
PED icon
258
PEDEVCO
PED
$57M
$107K 0.01%
71,095
– –
USAP
259
DELISTED
Universal Stainless & Alloy
USAP
$106K 0.01%
14,197
– –
CDE icon
260
Coeur Mining
CDE
$9.06B
$104K 0.01%
10,000
-34,000
-77% -$354K
F icon
261
Ford
F
$46.5B
$96K 0.01%
10,922
+14
+0.1% +$123
SFE
262
DELISTED
Safeguard Scientifics, Inc.
SFE
$96K 0.01%
+15,100
New +$96K
JPC icon
263
Nuveen Preferred & Income Opportunities Fund
JPC
$2.62B
$95K 0.01%
10,000
– –
OPK icon
264
Opko Health
OPK
$1.1B
$89K 0.01%
22,500
-6,000
-21% -$23.7K
AZEK
265
DELISTED
The AZEK Co
AZEK
$88K 0.01%
+2,300
New +$88K
AAME icon
266
Atlantic American Corp
AAME
$68.1M
$87K 0.01%
41,992
+6,000
+17% +$12.4K
RPT
267
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$87K 0.01%
10,000
-59,600
-86% -$519K
VHC icon
268
VirnetX
VHC
$83.3M
$85K 0.01%
+840
New +$85K
ACTG icon
269
Acacia Research
ACTG
$322M
$79K 0.01%
20,015
+2,000
+11% +$7.89K
PSEC icon
270
Prospect Capital
PSEC
$1.33B
$64K 0.01%
11,800
– –
BKCC
271
DELISTED
BlackRock Capital Investment Corporation
BKCC
$59K ﹤0.01%
21,798
+608
+3% +$1.65K
ARTW icon
272
Arts-Way Manufacturing Co
ARTW
$16.9M
$54K ﹤0.01%
18,784
– –
SNT
273
Senstar Technologies
SNT
$99.6M
$50K ﹤0.01%
12,835
-5,000
-28% -$19.5K
PIM
274
Putnam Master Intermediate Income Trust
PIM
$162M
$47K ﹤0.01%
11,000
– –
BLCM
275
DELISTED
Bellicum Pharmaceuticals, Inc.
BLCM
$46K ﹤0.01%
12,941
– –
9 10
11
12 13