SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
1-Year Return 9.16%
This Quarter Return
-2.82%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$1.01B
AUM Growth
-$2.33M
Cap. Flow
+$6.81M
Cap. Flow %
0.67%
Top 10 Hldgs %
30.61%
Holding
311
New
21
Increased
68
Reduced
121
Closed
39

Top Buys

1
D icon
Dominion Energy
D
$25.4M
2
NTR icon
Nutrien
NTR
$11M
3
AZO icon
AutoZone
AZO
$8.59M
4
SBUX icon
Starbucks
SBUX
$6.09M
5
TWX
Time Warner Inc
TWX
$1.98M

Top Sells

1
VPG icon
Vishay Precision Group
VPG
$11.8M
2
AGU
Agrium
AGU
$8.84M
3
WELL icon
Welltower
WELL
$4.9M
4
CPN
Calpine Corporation
CPN
$4.55M
5
POT
Potash Corp Of Saskatchewan
POT
$3.42M

Sector Composition

1 Technology 22.4%
2 Financials 13.55%
3 Industrials 13.21%
4 Healthcare 13.05%
5 Consumer Discretionary 12.73%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TEVA icon
226
Teva Pharmaceuticals
TEVA
$21.7B
$302K 0.03%
17,679
-40
-0.2% -$683
KERX
227
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$298K 0.03%
72,800
+5,000
+7% +$20.5K
O icon
228
Realty Income
O
$54.2B
$297K 0.03%
5,934
+1,909
+47% +$95.5K
QQQ icon
229
Invesco QQQ Trust
QQQ
$368B
$294K 0.03%
1,835
+28
+2% +$4.49K
HAIN icon
230
Hain Celestial
HAIN
$164M
$293K 0.03%
+9,140
New +$293K
HAL icon
231
Halliburton
HAL
$18.8B
$293K 0.03%
6,235
+1,254
+25% +$58.9K
SNY icon
232
Sanofi
SNY
$113B
$289K 0.03%
7,200
– –
FLG
233
Flagstar Financial, Inc.
FLG
$5.39B
$288K 0.03%
7,367
– –
MO icon
234
Altria Group
MO
$112B
$284K 0.03%
4,550
+800
+21% +$49.9K
SABA
235
Saba Capital Income & Opportunities Fund II
SABA
$257M
– –
-23,250
Closed -$300K
VTN icon
236
Invesco Trust for Investment Grade New York Municipals
VTN
$149M
– –
-17,800
Closed -$244K
EVN
237
Eaton Vance Municipal Income Trust
EVN
$424M
– –
-22,500
Closed -$279K
UTF icon
238
Cohen & Steers Infrastructure Fund
UTF
$2.53B
– –
-12,800
Closed -$307K
JPS
239
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-28,586
Closed -$292K
NGD
240
New Gold Inc
NGD
$4.99B
$271K 0.03%
+105,000
New +$271K
EFR
241
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
– –
-18,300
Closed -$264K
SVC
242
Service Properties Trust
SVC
$481M
$269K 0.03%
10,600
– –
FCO
243
abrdn Global Income Fund
FCO
$89.5M
– –
-26,600
Closed -$235K
RSPP
244
DELISTED
RSP Permian, Inc.
RSPP
$263K 0.03%
+5,600
New +$263K
DISCK
245
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$262K 0.03%
13,425
– –
MHN icon
246
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$295M
– –
-24,500
Closed -$328K
BDJ icon
247
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
– –
-28,385
Closed -$262K
BKCC
248
DELISTED
BlackRock Capital Investment Corporation
BKCC
$244K 0.02%
40,500
-4,500
-10% -$27.1K
LBRDA icon
249
Liberty Broadband Class A
LBRDA
$8.57B
$243K 0.02%
2,868
-116
-4% -$9.83K
REGN icon
250
Regeneron Pharmaceuticals
REGN
$60.8B
$241K 0.02%
700
– –
8 9
10
11 12