SRC

Shufro Rose & Co Portfolio holdings

AUM $1.24B
This Quarter Return
+1.59%
1 Year Return
+9.16%
3 Year Return
+41.09%
5 Year Return
+79.68%
10 Year Return
+163.77%
AUM
$936M
AUM Growth
+$10.5M
Cap. Flow
-$8.92M
Cap. Flow %
-0.95%
Top 10 Hldgs %
32.97%
Holding
286
New
14
Increased
55
Reduced
127
Closed
18

Top Buys

1
QCOM icon
Qualcomm
QCOM
$12.8M
2
CM icon
Canadian Imperial Bank of Commerce
CM
$5.84M
3
KW icon
Kennedy-Wilson Holdings
KW
$5.61M
4
CPN
Calpine Corporation
CPN
$5.28M
5
BRK.A icon
Berkshire Hathaway Class A
BRK.A
$3.82M

Top Sells

1
MRK icon
Merck
MRK
$8.96M
2
WEN icon
Wendy's
WEN
$5.72M
3
CBI
Chicago Bridge & Iron Nv
CBI
$4.1M
4
TSCO icon
Tractor Supply
TSCO
$3.96M
5
GLW icon
Corning
GLW
$3.13M

Sector Composition

1 Technology 21.52%
2 Industrials 15.41%
3 Healthcare 15.24%
4 Consumer Discretionary 12.29%
5 Financials 12.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HAL icon
226
Halliburton
HAL
$18.4B
$251K 0.03%
+5,881
New +$251K
BDJ icon
227
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.6B
$250K 0.03%
28,385
– –
MS icon
228
Morgan Stanley
MS
$237B
$250K 0.03%
5,600
– –
GOOGL icon
229
Alphabet (Google) Class A
GOOGL
$2.79T
$248K 0.03%
5,320
– –
VTN icon
230
Invesco Trust for Investment Grade New York Municipals
VTN
$147M
$244K 0.03%
17,800
+1,000
+6% +$13.7K
DD icon
231
DuPont de Nemours
DD
$31.6B
$239K 0.03%
1,880
-105
-5% -$13.3K
K icon
232
Kellanova
K
$27.5B
$239K 0.03%
3,671
– –
MLM icon
233
Martin Marietta Materials
MLM
$36.9B
$234K 0.03%
1,050
– –
MNP
234
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$234K 0.03%
15,037
+1,000
+7% +$15.6K
HON icon
235
Honeywell
HON
$136B
$231K 0.02%
1,805
– –
JBLU icon
236
JetBlue
JBLU
$1.98B
$229K 0.02%
10,050
– –
FCT
237
First Trust Senior Floating Rate Income Fund II
FCT
$264M
$228K 0.02%
17,100
-1,500
-8% -$20K
SRGA
238
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$225K 0.02%
1,283
– –
IWF icon
239
iShares Russell 1000 Growth ETF
IWF
$117B
$223K 0.02%
+1,870
New +$223K
F icon
240
Ford
F
$46.2B
$221K 0.02%
19,708
– –
SQM icon
241
Sociedad Química y Minera de Chile
SQM
$12.5B
$215K 0.02%
6,500
– –
AGN.PRA
242
DELISTED
Allergan plc.
AGN.PRA
$215K 0.02%
+248
New +$215K
SWKS icon
243
Skyworks Solutions
SWKS
$10.9B
$201K 0.02%
2,100
– –
EP.PRC icon
244
El Paso Energy Capital Trust I
EP.PRC
$217M
$200K 0.02%
+4,000
New +$200K
LOAN
245
Manhattan Bridge Capital
LOAN
$61.7M
$196K 0.02%
32,925
+3,000
+10% +$17.9K
REFR icon
246
Research Frontiers
REFR
$44.4M
$172K 0.02%
132,950
+2,200
+2% +$2.85K
NUV icon
247
Nuveen Municipal Value Fund
NUV
$1.81B
$169K 0.02%
17,000
– –
TURN
248
180 Degree Capital
TURN
$47.5M
$168K 0.02%
34,500
+1,667
+5% +$8.12K
FAX
249
abrdn Asia-Pacific Income Fund
FAX
$672M
$164K 0.02%
5,467
– –
P
250
DELISTED
Pandora Media Inc
P
$156K 0.02%
17,500
– –
8 9
10
11 12