Shepherd Kaplan Krochuk’s ProShares Ultra S&P500 SSO Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio SSO Stock Details SSO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-64,000	Closed	-$504K	–	361
2015 Q4	$504K	Sell	64,000 -164,000	-72%	-$1.31M	0.13%	119
2015 Q3	$1.58M	Sell	228,000 -79,200	-26%	-$618K	0.42%	31
2015 Q2	$2.48M	Sell	307,200 -134,400	-30%	-$1.13M	0.47%	33
2015 Q1	$3.57M	Hold	441,600	–	–	0.63%	25
2014 Q4	$3.54M	Buy	441,600 +326,400	+283%	+$2.5M	0.57%	31
2014 Q3	$847K	Buy	+115,200	New	+$849K	0.11%	151
2014 Q2	–	Sell	-48,000	Closed	-$316K	–	617
2014 Q1	$316K	Buy	+48,000	New	+$303K	0.04%	295
2013 Q4	–	Sell	-48,000	Closed	-$254K	–	605
2013 Q3	$254K	Buy	+48,000	New	+$251K	0.04%	364

Other funds holding SSO

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1.02B AUM 28.36% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

SBL

Sargent Bickham Lagudis Boulder, Colorado $1.22B AUM 14.94% 1-Year Est. Return

TSS

Two Sigma Securities New York $861M AUM 21.33% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Shepherd Kaplan Krochuk's SSO Position: Q1 2014 in Review

Shepherd Kaplan Krochuk sold out of ProShares Ultra S&P500 (SSO) in Q1 2014, closing a stake of 96,000 shares — an estimated $606K sold.

Shepherd Kaplan Krochuk first reported a position in SSO in Q4 2013 and held it in 1 quarter. The position peaked at $615K in Q4 2013. 93 funds tracked by Wall St. Rank hold SSO as of Q1 2014.

Shepherd Kaplan Krochuk reported no remaining ProShares Ultra S&P500 position as of Q1 2014 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 96,000 ProShares Ultra S&P500 shares in Q1 2014, an estimated $606K.
Shepherd Kaplan Krochuk first reported a position in ProShares Ultra S&P500 in Q4 2013 and held it in 1 quarter.
Shepherd Kaplan Krochuk's ProShares Ultra S&P500 position peaked at $615K in Q4 2013.
93 funds tracked by Wall St. Rank held ProShares Ultra S&P500 as of Q1 2014.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2014, filed 15 May 2014.