Shepherd Kaplan Krochuk’s SWIFT ENERGY CO (HOLDING COMPANY) SFY Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio SFY Stock Details SFY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-14,500	Closed	-$139K	–	606
2014 Q3	$139K	Buy	14,500 +3,000	+26%	+$34.1K	0.02%	473
2014 Q2	$149K	Sell	11,500 -500	-4%	-$5.7K	0.02%	483
2014 Q1	$129K	Hold	12,000	–	–	0.01%	509
2013 Q4	$162K	Buy	+12,000	New	+$158K	0.02%	453
2013 Q3	–	Sell	-65,620	Closed	-$787K	–	695
2013 Q2	$787K	Buy	+65,620	New	+$889K	0.16%	136

Other funds holding SFY

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $24.3B AUM 34.41% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

SCM

Schneider Capital Management Berwyn, Pennsylvania $175M AUM 42.51% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Towle & Co Denver, Colorado $257M AUM 73.13% 1-Year Est. Return

Shepherd Kaplan Krochuk's SFY Position: Q4 2014 in Review

Shepherd Kaplan Krochuk sold out of SWIFT ENERGY CO (HOLDING COMPANY) (SFY) in Q4 2014, closing a stake of 14,500 shares — an estimated $139K sold.

Shepherd Kaplan Krochuk first reported a position in SFY in Q2 2013 and held it in 5 quarters. The position peaked at $787K in Q2 2013. 143 funds tracked by Wall St. Rank hold SFY as of Q4 2014.

Shepherd Kaplan Krochuk reported no remaining SWIFT ENERGY CO (HOLDING COMPANY) position as of Q4 2014 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 14,500 SWIFT ENERGY CO (HOLDING COMPANY) shares in Q4 2014, an estimated $139K.
Shepherd Kaplan Krochuk first reported a position in SWIFT ENERGY CO (HOLDING COMPANY) in Q2 2013 and held it in 5 quarters.
Shepherd Kaplan Krochuk's SWIFT ENERGY CO (HOLDING COMPANY) position peaked at $787K in Q2 2013.
143 funds tracked by Wall St. Rank held SWIFT ENERGY CO (HOLDING COMPANY) as of Q4 2014.

Based on Shepherd Kaplan Krochuk's 13F filing for Q4 2014, filed 17 Feb 2015.