Shepherd Kaplan Krochuk’s ProShares Ultra QQQ QLD Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio QLD Stock Details QLD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-160,000	Closed	-$784K	–	350
2015 Q4	$784K	Sell	160,000 -288,000	-64%	-$1.4M	0.21%	78
2015 Q3	$1.82M	Sell	448,000 -83,200	-16%	-$381K	0.48%	25
2015 Q2	$2.43M	Hold	531,200	–	–	0.46%	34
2015 Q1	$2.37M	Sell	531,200 -601,600	-53%	-$2.65M	0.42%	36
2014 Q4	$4.84M	Buy	1,132,800 +400,000	+55%	+$1.64M	0.78%	21
2014 Q3	$2.88M	Buy	732,800 +358,400	+96%	+$1.37M	0.37%	43
2014 Q2	$1.33M	Buy	374,400 +102,400	+38%	+$329K	0.14%	115
2014 Q1	$845K	Buy	+272,000	New	+$854K	0.1%	161
2013 Q4	–	Sell	-384,000	Closed	-$960K	–	599
2013 Q3	$960K	Buy	+384,000	New	+$895K	0.16%	133

Other funds holding QLD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Jump Trading Chicago, Illinois $150M AUM 17.61% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1.02B AUM 28.36% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

KCM

Karp Capital Management Sausalito, California $489M AUM 12.58% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Shepherd Kaplan Krochuk's QLD Position: Q1 2014 in Review

Shepherd Kaplan Krochuk sold out of ProShares Ultra QQQ (QLD) in Q1 2014, closing a stake of 448,000 shares — an estimated $1.41M sold.

Shepherd Kaplan Krochuk first reported a position in QLD in Q4 2013 and held it in 1 quarter. The position peaked at $1.39M in Q4 2013. 46 funds tracked by Wall St. Rank hold QLD as of Q1 2014.

Shepherd Kaplan Krochuk reported no remaining ProShares Ultra QQQ position as of Q1 2014 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 448,000 ProShares Ultra QQQ shares in Q1 2014, an estimated $1.41M.
Shepherd Kaplan Krochuk first reported a position in ProShares Ultra QQQ in Q4 2013 and held it in 1 quarter.
Shepherd Kaplan Krochuk's ProShares Ultra QQQ position peaked at $1.39M in Q4 2013.
46 funds tracked by Wall St. Rank held ProShares Ultra QQQ as of Q1 2014.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2014, filed 15 May 2014.