Shepherd Kaplan Krochuk’s Advanced Energy AEIS Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio AEIS Stock Details AEIS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-18,459	Closed	-$507K	–	389
2015 Q2	$507K	Sell	18,459 -5,060	-22%	-$137K	0.1%	174
2015 Q1	$603K	Sell	23,519 -12,481	-35%	-$318K	0.11%	149
2014 Q4	$854K	Sell	36,000 -12,000	-25%	-$245K	0.14%	147
2014 Q3	$902K	Sell	48,000 -5,000	-9%	-$92.1K	0.12%	149
2014 Q2	$1.02M	Buy	53,000 +5,000	+10%	+$102K	0.11%	138
2014 Q1	$1.18M	Sell	48,000 -8,000	-14%	-$209K	0.14%	122
2013 Q4	$1.28M	Sell	56,000 -17,600	-24%	-$377K	0.16%	110
2013 Q3	$1.29M	Sell	73,600 -5,400	-7%	-$106K	0.21%	99
2013 Q2	$1.38M	Buy	+79,000	New	+$1.41M	0.27%	83

Other funds holding AEIS

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

EARNEST Partners Atlanta, Georgia $27.7B AUM 52.44% 1-Year Est. Return

PIMC

Praesidium Investment Management Company New York $214M AUM 1.94% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Royce & Associates New York $12.4B AUM 64.17% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Shepherd Kaplan Krochuk's AEIS Position: Q3 2015 in Review

Shepherd Kaplan Krochuk sold out of Advanced Energy (AEIS) in Q3 2015, closing a stake of 18,459 shares — an estimated $507K sold.

Shepherd Kaplan Krochuk first reported a position in AEIS in Q2 2013 and held it in 9 quarters. The position peaked at $1.38M in Q2 2013. 169 funds tracked by Wall St. Rank hold AEIS as of Q3 2015.

Shepherd Kaplan Krochuk reported no remaining Advanced Energy position as of Q3 2015 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 18,459 Advanced Energy shares in Q3 2015, an estimated $507K.
Shepherd Kaplan Krochuk first reported a position in Advanced Energy in Q2 2013 and held it in 9 quarters.
Shepherd Kaplan Krochuk's Advanced Energy position peaked at $1.38M in Q2 2013.
169 funds tracked by Wall St. Rank held Advanced Energy as of Q3 2015.

Based on Shepherd Kaplan Krochuk's 13F filing for Q3 2015, filed 16 Nov 2015.