SG Americas Securities’s Sorrento Therapeutics, Inc. SRNE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-94,796	Closed	-$84K	–	3665
2022 Q4	$84K	Buy	94,796 +41,074	+76%	+$54.5K	﹤0.01%	2767
2022 Q3	$84K	Sell	53,722 -363,094	-87%	-$824K	﹤0.01%	2898
2022 Q2	$838K	Buy	+416,816	New	+$721K	0.01%	1452
2022 Q1	–	Sell	-46,245	Closed	-$215K	–	3617
2021 Q4	$215K	Sell	46,245 -63,632	-58%	-$395K	﹤0.01%	2638
2021 Q3	$838K	Buy	109,877 +97,200	+767%	+$824K	﹤0.01%	2055
2021 Q2	$123K	Sell	12,677 -30,951	-71%	-$246K	﹤0.01%	2555
2021 Q1	$361K	Buy	43,628 +20,433	+88%	+$216K	﹤0.01%	2241
2020 Q4	$158K	Sell	23,195 -107,275	-82%	-$862K	﹤0.01%	2771
2020 Q3	$1.46M	Buy	130,470 +91,428	+234%	+$837K	0.01%	973
2020 Q2	$245K	Sell	39,042 -6,405	-14%	-$24.5K	﹤0.01%	2691
2020 Q1	$84K	Buy	+45,447	New	+$131K	﹤0.01%	3066
2019 Q4	–	Sell	-13,149	Closed	-$28K	–	3506
2019 Q3	$28K	Buy	+13,149	New	+$30.6K	﹤0.01%	2880
2018 Q4	–	Sell	-12,774	Closed	-$56K	–	3428
2018 Q3	$56K	Sell	12,774 -5,314	-29%	-$29.5K	﹤0.01%	2954
2018 Q2	$130K	Buy	+18,088	New	+$123K	﹤0.01%	2906