SG Americas Securities’s NewStar Financial, Inc. NEWS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-45,277	Closed	-$532K	–	3295
2017 Q3	$532K	Buy	+45,277	New	+$532K	﹤0.01%	1563
2016 Q2	–	Sell	-10,657	Closed	-$93K	–	2795
2016 Q1	$93K	Buy	+10,657	New	+$93K	﹤0.01%	2317