SG Americas Securities’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-10,011	Closed	-$425K	–	2992
2017 Q4	$425K	Sell	10,011 -4,400	-31%	-$187K	﹤0.01%	1664
2017 Q3	$609K	Sell	14,411 -100	-0.7%	-$4.23K	0.01%	1453
2017 Q2	$554K	Sell	14,511 -34,300	-70%	-$1.31M	0.01%	1605
2017 Q1	$1.77M	Buy	+48,811	New	+$1.77M	0.02%	906