SG Americas Securities’s First Trust Canada AlphaDEX Fund FCAN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-43,618	Closed	-$1.1M	–	3284
2017 Q3	$1.1M	Buy	43,618 +3,723	+9%	+$94K	0.01%	1037
2017 Q2	$917K	Buy	39,895 +28,530	+251%	+$656K	0.01%	1333
2017 Q1	$267K	Buy	+11,365	New	+$267K	﹤0.01%	2000