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SLCM

Seven Locks Capital Management Portfolio holdings

AUM $168M
1-Year Est. Return 17.91%
This Fund
S&P 500
This Quarter Est. Return
-3.96%
1 Year Est. Return
+17.91%
3 Year Est. Return
+49.78%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$708M
AUM Growth
-$88.6M
Cap. Flow
-$63.5M
Cap. Flow %
-8.96%
Top 10 Hldgs %
61.57%
Holding
42
New
7
Increased
16
Reduced
9
Closed
10

Top Buys

Rank Stock Value
1
DBRG icon
DigitalBridge
DBRG
+$28.7M
2
ENDP
Endo International plc
ENDP
+$18.8M
3
KS
KapStone Paper and Pack Corp.
KS
+$16.6M
4
EQC
Equity Commonwealth
EQC
+$14.8M
5
MGAM
MULTIMEDIA GAMES HOLDING COMPANY INC COM STK (TX)
MGAM
+$10.8M

Top Sells

Rank Stock Value
1
NRF
NorthStar Realty Finance Corp.
NRF
+$29.1M
2
VER
VEREIT, Inc.
VER
+$16.9M
3
FIO
FUSION-IO INC COM
FIO
+$11.3M
4
POST icon
Post Holdings
POST
+$11.3M
5
GPK icon
Graphic Packaging
GPK
+$10.1M

Sector Composition

Rank Sector Weight
1 Financials 15.21%
2 Communication Services 9.92%
3 Healthcare 7.99%
4 Consumer Discretionary 6.72%
5 Real Estate 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HELI
26
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
$10.5M 1.48%
62,422
+14,129
+29% +$2.92M
FGL
27
DELISTED
Fidelity & Guaranty Life
FGL
$10.4M 1.46%
484,953
+84,500
+21% +$1.87M
MHGC
28
DELISTED
Morgans Hotel Group Co.
MHGC
$8.25M 1.16%
1,022,229
-124,100
-11% -$963K
AMRI
29
DELISTED
Albany Molecular Research Inc
AMRI
$7.76M 1.09%
351,437
+143,900
+69% +$2.95M
RUSHB icon
30
Rush Enterprises Class B
RUSHB
$6.14B
$4.85M 0.69%
370,877
-5,625
-1% -$77.7K
AAMC
31
DELISTED
Altisource Asset Management Corp
AAMC
$3.04M 0.43%
7,664
+1,331
+21% +$524K
ENDP
32
CALL
DELISTED
Endo International plc
ENDP
$540K 0.08%
+7,900
New +$520K
CHTR icon
33
CALL
Charter Communications
CHTR
$17B
– –
-20,000
Closed -$3.17M
BRSL
34
Brightstar Lottery PLC
BRSL
$1.9B
– –
-400,000
Closed -$6.36M
LBTYK icon
35
Liberty Global Class C
LBTYK
$3.46B
– –
-282,188
Closed -$9.66M
POST icon
36
Post Holdings
POST
$4.32B
– –
-339,063
Closed -$11.3M
VER
37
DELISTED
VEREIT, Inc.
VER
– –
-269,850
Closed -$16.9M
NRF
38
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-851,792
Closed -$29.1M
HNR
39
DELISTED
Harvest Natural Resources
HNR
– –
-66,383
Closed -$1.32M
VOLC
40
DELISTED
VOLCANO CORPORATION COM STK
VOLC
– –
-492,650
Closed -$8.68M
ESC
41
DELISTED
EMERITUS CORP
ESC
– –
-149,211
Closed -$4.72M
FIO
42
DELISTED
FUSION-IO INC COM
FIO
– –
-1,000,000
Closed -$11.3M
1
2

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Seven Locks Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Seven Locks Capital Management held 42 positions worth $708M, down 11% from $797M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Seven Locks Capital Management withdrew a net $63.5M in Q3 2014, closing 10 positions and reducing 9 holdings. Its most notable exit was NorthStar Realty Finance Corp., an estimated $29.1M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.7% a quarter earlier, followed by Communication Services and Healthcare.

Against the trend, Seven Locks Capital Management opened a new position in DigitalBridge worth $28.1M.

  • Seven Locks Capital Management's largest Q3 2014 buy was DigitalBridge: 381,055 shares worth $28.1M.
  • Seven Locks Capital Management added most to Endo International plc in Q3 2014, an estimated $18.8M increase.
  • Seven Locks Capital Management's biggest Q3 2014 reduction was Graphic Packaging, cutting an estimated $10.1M.
  • Seven Locks Capital Management fully exited NorthStar Realty Finance Corp. in Q3 2014, selling an estimated $29.1M.
  • Seven Locks Capital Management's ten largest holdings make up 62% of its $708M portfolio in Q3 2014.
  • Seven Locks Capital Management opened 7 new positions and closed 10 in Q3 2014.
  • Seven Locks Capital Management's portfolio value fell 11% quarter-over-quarter to $708M.

Based on Seven Locks Capital Management's 13F filing for Q3 2014, filed 14 Nov 2014.