Scotia Capital’s ProShares S&P SmallCap 600 Dividend Aristocrats ETF SMDV Stock Holding History

Scotia Capital’s Portfolio SMDV Stock Details SMDV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-5,633	Closed	-$299K	–	735
2017 Q1	$299K	Sell	5,633 -439	-7%	-$23.2K	0.01%	596
2016 Q4	$327K	Buy	6,072 +619	+11%	+$30.9K	0.01%	645
2016 Q3	$259K	Buy	+5,453	New	+$259K	﹤0.01%	681

Other funds holding SMDV

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

BFG

Bouchey Financial Group Troy, New York $1.55B AUM 29.02% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

TFA

Toth Financial Advisory Leesburg, Virginia $1B AUM 19.18% 1-Year Est. Return

SFWA

Summit Financial Wealth Advisors Lafayette, Louisiana $782M AUM 24.35% 1-Year Est. Return

Scotia Capital's SMDV Position: Q2 2017 in Review

Scotia Capital sold out of ProShares S&P SmallCap 600 Dividend Aristocrats ETF (SMDV) in Q2 2017, closing a stake of 5,633 shares — an estimated $299K sold.

Scotia Capital first reported a position in SMDV in Q3 2016 and held it in 3 quarters. The position peaked at $327K in Q4 2016. 56 funds tracked by Wall St. Rank hold SMDV as of Q2 2017.

Scotia Capital reported no remaining ProShares S&P SmallCap 600 Dividend Aristocrats ETF position as of Q2 2017 after selling out during the quarter.
Scotia Capital sold 5,633 ProShares S&P SmallCap 600 Dividend Aristocrats ETF shares in Q2 2017, an estimated $299K.
Scotia Capital first reported a position in ProShares S&P SmallCap 600 Dividend Aristocrats ETF in Q3 2016 and held it in 3 quarters.
Scotia Capital's ProShares S&P SmallCap 600 Dividend Aristocrats ETF position peaked at $327K in Q4 2016.
56 funds tracked by Wall St. Rank held ProShares S&P SmallCap 600 Dividend Aristocrats ETF as of Q2 2017.

Based on Scotia Capital's 13F filing for Q2 2017, filed 15 Aug 2017.