Scotia Capital’s Invesco Shipping ETF SEA Stock Holding History

Scotia Capital’s Portfolio SEA Stock Details SEA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,000	Closed	-$102K	–	759
2018 Q3	$102K	Buy	+10,000	New	+$100K	﹤0.01%	691
2018 Q2	–	Sell	-10,136	Closed	-$106K	–	700
2018 Q1	$106K	Sell	10,136 -5,671	-36%	-$64.5K	﹤0.01%	674
2017 Q4	$183K	Sell	15,807 -779	-5%	-$9.04K	﹤0.01%	671
2017 Q3	$196K	Hold	16,586	–	–	﹤0.01%	655
2017 Q2	$197K	Hold	16,586	–	–	﹤0.01%	641
2017 Q1	$204K	Buy	16,586 +6,586	+66%	+$80.9K	﹤0.01%	678
2016 Q4	$114K	Hold	10,000	–	–	﹤0.01%	764
2016 Q3	$115K	Hold	10,000	–	–	﹤0.01%	745
2016 Q2	$110K	Hold	10,000	–	–	﹤0.01%	678
2016 Q1	$116K	Buy	+10,000	New	+$111K	﹤0.01%	645

Other funds holding SEA

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return

Scotia Capital's SEA Position: Q4 2018 in Review

Scotia Capital sold out of Invesco Shipping ETF (SEA) in Q4 2018, closing a stake of 10,000 shares — an estimated $102K sold.

Scotia Capital first reported a position in SEA in Q1 2016 and held it in 10 quarters. The position peaked at $204K in Q1 2017. 23 funds tracked by Wall St. Rank hold SEA as of Q4 2018.

Scotia Capital reported no remaining Invesco Shipping ETF position as of Q4 2018 after selling out during the quarter.
Scotia Capital sold 10,000 Invesco Shipping ETF shares in Q4 2018, an estimated $102K.
Scotia Capital first reported a position in Invesco Shipping ETF in Q1 2016 and held it in 10 quarters.
Scotia Capital's Invesco Shipping ETF position peaked at $204K in Q1 2017.
23 funds tracked by Wall St. Rank held Invesco Shipping ETF as of Q4 2018.

Based on Scotia Capital's 13F filing for Q4 2018, filed 11 Feb 2019.