Scotia Capital’s US Global GO Gold and Precious Metal Miners ETF GOAU Stock Holding History

Scotia Capital’s Portfolio GOAU Stock Details GOAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-13,843	Closed	-$176K	–	734
2018 Q2	$176K	Hold	13,843	–	–	﹤0.01%	633
2018 Q1	$176K	Buy	13,843 +1,303	+10%	+$16.4K	﹤0.01%	663
2017 Q4	$163K	Buy	12,540 +448	+4%	+$5.58K	﹤0.01%	675
2017 Q3	$153K	Buy	+12,092	New	+$151K	﹤0.01%	665

Other funds holding GOAU

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

HCM

Highlander Capital Management Short Hills, New Jersey $292M AUM 22.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Scotia Capital's GOAU Position: Q3 2018 in Review

Scotia Capital sold out of US Global GO Gold and Precious Metal Miners ETF (GOAU) in Q3 2018, closing a stake of 13,843 shares — an estimated $176K sold.

Scotia Capital first reported a position in GOAU in Q3 2017 and held it in 4 quarters. The position peaked at $176K in Q2 2018. 7 funds tracked by Wall St. Rank hold GOAU as of Q3 2018.

Scotia Capital reported no remaining US Global GO Gold and Precious Metal Miners ETF position as of Q3 2018 after selling out during the quarter.
Scotia Capital sold 13,843 US Global GO Gold and Precious Metal Miners ETF shares in Q3 2018, an estimated $176K.
Scotia Capital first reported a position in US Global GO Gold and Precious Metal Miners ETF in Q3 2017 and held it in 4 quarters.
Scotia Capital's US Global GO Gold and Precious Metal Miners ETF position peaked at $176K in Q2 2018.
7 funds tracked by Wall St. Rank held US Global GO Gold and Precious Metal Miners ETF as of Q3 2018.

Based on Scotia Capital's 13F filing for Q3 2018, filed 14 Nov 2018.