Scotia Capital’s Avantax, Inc. Common Stock AVTA Stock Holding History

Scotia Capital’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-18,683	Closed	-$301K	–	847
2015 Q2	$301K	Buy	18,683 +8,458	+83%	+$130K	0.01%	628
2015 Q1	$140K	Buy	+10,225	New	+$143K	﹤0.01%	580

Other funds holding AVTA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Scotia Capital's AVTA Position: Q3 2015 in Review

Scotia Capital sold out of Avantax, Inc. Common Stock (AVTA) in Q3 2015, closing a stake of 18,683 shares — an estimated $301K sold.

Scotia Capital first reported a position in AVTA in Q1 2015 and held it in 2 quarters. The position peaked at $301K in Q2 2015. 143 funds tracked by Wall St. Rank hold AVTA as of Q3 2015.

Scotia Capital reported no remaining Avantax, Inc. Common Stock position as of Q3 2015 after selling out during the quarter.
Scotia Capital sold 18,683 Avantax, Inc. Common Stock shares in Q3 2015, an estimated $301K.
Scotia Capital first reported a position in Avantax, Inc. Common Stock in Q1 2015 and held it in 2 quarters.
Scotia Capital's Avantax, Inc. Common Stock position peaked at $301K in Q2 2015.
143 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q3 2015.

Based on Scotia Capital's 13F filing for Q3 2015, filed 13 Nov 2015.