Scotia Capital’s Sphere 3D ANY Stock Holding History

Scotia Capital’s Portfolio ANY Stock Details ANY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-3	Closed	-$7K	–	700
2017 Q2	$7K	Hold	3	–	–	﹤0.01%	679
2017 Q1	$8K	Hold	3	–	–	﹤0.01%	727
2016 Q4	$11K	Buy	+3	New	+$22.1K	﹤0.01%	792

Other funds holding ANY

CCP

Cyrus Capital Partners New York $156M AUM 81.61% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Virtu Financial New York $3.18B AUM 65.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Group One Trading Chicago, Illinois $71.1B AUM 128.96% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Scotia Capital's ANY Position: Q3 2017 in Review

Scotia Capital sold out of Sphere 3D (ANY) in Q3 2017, closing a stake of 3 shares — an estimated $7K sold.

Scotia Capital first reported a position in ANY in Q4 2016 and held it in 3 quarters. The position peaked at $11K in Q4 2016. 8 funds tracked by Wall St. Rank hold ANY as of Q3 2017.

Scotia Capital reported no remaining Sphere 3D position as of Q3 2017 after selling out during the quarter.
Scotia Capital sold 3 Sphere 3D shares in Q3 2017, an estimated $7K.
Scotia Capital first reported a position in Sphere 3D in Q4 2016 and held it in 3 quarters.
Scotia Capital's Sphere 3D position peaked at $11K in Q4 2016.
8 funds tracked by Wall St. Rank held Sphere 3D as of Q3 2017.

Based on Scotia Capital's 13F filing for Q3 2017, filed 14 Nov 2017.