SM

Salzhauer Michael Portfolio holdings

AUM $159M
This Quarter Return
+3.42%
1 Year Return
+24.06%
3 Year Return
+34.89%
5 Year Return
+97.63%
10 Year Return
+151.16%
AUM
$221M
AUM Growth
+$221M
Cap. Flow
+$4.99M
Cap. Flow %
2.26%
Top 10 Hldgs %
44.4%
Holding
147
New
4
Increased
51
Reduced
4
Closed
4

Top Buys

1
BAC icon
Bank of America
BAC
$2M
2
FSB
Franklin Financial Network, Inc.
FSB
$773K
3
BPOP icon
Popular Inc
BPOP
$431K
4
SMBK icon
SmartFinancial
SMBK
$401K
5
SVBI
Severn Bancorp Inc/MD
SVBI
$385K

Top Sells

1
AWH
Allied World Assurance Co Hld Lt
AWH
$395K
2
KRNY icon
Kearny Financial
KRNY
$360K
3
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
$167K
4
BYBK
Bay Bancorp, Inc.
BYBK
$113K
5
PEG icon
Public Service Enterprise Group
PEG
$97.1K

Sector Composition

1 Financials 72.65%
2 Real Estate 2.22%
3 Healthcare 0.9%
4 Communication Services 0.79%
5 Consumer Discretionary 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PFE icon
126
Pfizer
PFE
$141B
$214K 0.09%
6,311
– –
MCHB
127
Mechanics Bancorp Class A Common Stock
MCHB
$256M
$208K 0.09%
7,688
– –
HTGC icon
128
Hercules Capital
HTGC
$3.51B
$194K 0.08%
15,000
– –
BMY icon
129
Bristol-Myers Squibb
BMY
$96.7B
$178K 0.08%
2,788
+2
+0.1% +$128
GNE icon
130
Genie Energy
GNE
$398M
$176K 0.08%
26,880
– –
SFE
131
DELISTED
Safeguard Scientifics, Inc.
SFE
$169K 0.07%
12,623
-6,277
-33% -$84K
YVR
132
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
$163K 0.07%
9,879
– –
PSTB
133
DELISTED
Park Sterling Corp.
PSTB
$124K 0.05%
10,000
– –
BK icon
134
Bank of New York Mellon
BK
$73.8B
$106K 0.05%
2,005
+5
+0.3% +$264
OPCH icon
135
Option Care Health
OPCH
$4.7B
$66K 0.03%
6,019
– –
IDEX
136
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$46K 0.02%
+138
New +$46K
NBSE
137
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$26K 0.01%
89
– –
ABIL
138
DELISTED
Ability Inc Ordinary Shares
ABIL
$19K 0.01%
2,700
– –
GE icon
139
GE Aerospace
GE
$293B
– –
0
– –
GSK icon
140
GSK
GSK
$79.3B
– –
0
– –
KRNY icon
141
Kearny Financial
KRNY
$422M
– –
-24,238
Closed -$360K
PRU icon
142
Prudential Financial
PRU
$37.8B
– –
0
– –
WFC icon
143
Wells Fargo
WFC
$258B
– –
0
– –
ZION icon
144
Zions Bancorporation
ZION
$8.48B
– –
0
– –
SLCA
145
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-4,700
Closed -$167K
WCST
146
DELISTED
Wecast Network, Inc. Common Stock
WCST
– –
-17,300
Closed -$31K
AWH
147
DELISTED
Allied World Assurance Co Hld Lt
AWH
– –
-7,458
Closed -$395K
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