SM

Salzhauer Michael Portfolio holdings

AUM $159M
This Quarter Return
+2.2%
1 Year Return
+24.06%
3 Year Return
+34.89%
5 Year Return
+97.63%
10 Year Return
+151.16%
AUM
$210M
AUM Growth
+$210M
Cap. Flow
+$3.81M
Cap. Flow %
1.82%
Top 10 Hldgs %
44.01%
Holding
149
New
7
Increased
22
Reduced
23
Closed
4

Top Buys

1
COWN
Cowen Inc. Class A Common Stock
COWN
$5.43M
2
BAC icon
Bank of America
BAC
$1.89M
3
BNCL
Beneficial Bancorp, Inc.
BNCL
$931K
4
PNFP icon
Pinnacle Financial Partners
PNFP
$718K
5
CFG icon
Citizens Financial Group
CFG
$423K

Top Sells

1
MTB.WS
M&T Bank Corporation
MTB.WS
$2.41M
2
PEG icon
Public Service Enterprise Group
PEG
$779K
3
BNCN
BNC Bancorp
BNCN
$766K
4
COF.WS
Capital One Financial Corp
COF.WS
$505K
5
XBKS
Xenith Bankshares, Inc. Common Stock
XBKS
$504K

Sector Composition

1 Financials 72.2%
2 Real Estate 2.51%
3 Healthcare 0.85%
4 Communication Services 0.65%
5 Consumer Discretionary 0.55%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HTGC icon
126
Hercules Capital
HTGC
$3.51B
$199K 0.09%
15,000
– –
CROX icon
127
Crocs
CROX
$4.74B
$197K 0.09%
25,492
– –
KG
128
Kestrel Group, Ltd.
KG
$198M
$194K 0.09%
874
– –
SLCA
129
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$167K 0.08%
+4,700
New +$167K
PRKS icon
130
United Parks & Resorts
PRKS
$2.97B
$163K 0.07%
10,000
– –
BMY icon
131
Bristol-Myers Squibb
BMY
$96.7B
$155K 0.07%
2,786
– –
ARLZ
132
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$144K 0.07%
106,293
+4,600
+5% +$6.23K
PSTB
133
DELISTED
Park Sterling Corp.
PSTB
$119K 0.05%
10,000
-7,670
-43% -$91.3K
BK icon
134
Bank of New York Mellon
BK
$73.8B
$102K 0.05%
2,000
– –
OPCH icon
135
Option Care Health
OPCH
$4.7B
$65K 0.03%
6,019
+2,301
+62% +$24.8K
ABIL
136
DELISTED
Ability Inc Ordinary Shares
ABIL
$35K 0.02%
2,700
+500
+23% +$6.48K
WCST
137
DELISTED
Wecast Network, Inc. Common Stock
WCST
$31K 0.01%
17,300
-7,700
-31% -$13.8K
NBSE
138
DELISTED
NeuBase Therapeutics, Inc. Common Stock
NBSE
$23K 0.01%
+89
New +$23K
ABT icon
139
Abbott
ABT
$230B
– –
0
– –
GE icon
140
GE Aerospace
GE
$293B
– –
0
– –
GSK icon
141
GSK
GSK
$79.3B
– –
0
– –
PRU icon
142
Prudential Financial
PRU
$37.8B
– –
0
– –
SWKS icon
143
Skyworks Solutions
SWKS
$10.9B
– –
0
– –
WFC icon
144
Wells Fargo
WFC
$258B
– –
0
– –
ZION icon
145
Zions Bancorporation
ZION
$8.48B
– –
0
– –
ZTS icon
146
Zoetis
ZTS
$67.6B
– –
-2,095
Closed -$112K
BNCN
147
DELISTED
BNC Bancorp
BNCN
– –
-21,841
Closed -$766K
FNBC
148
DELISTED
First NBC Bank Holding Company
FNBC
– –
-121,531
Closed -$486K
EVBS
149
DELISTED
Eastern Virginia Bankshares In
EVBS
– –
-25,977
Closed -$272K
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