Sage Mountain Advisors’s ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant ESM.U Stock Holding History

Sage Mountain Advisors’s Portfolio ESM.U Stock Details ESM.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-15,120	Closed	-$150K	–	383
2022 Q3	$150K	Sell	15,120 -71,590	-83%	-$708K	0.04%	193
2022 Q2	$851K	Sell	86,710 -24,230	-22%	-$239K	0.15%	116
2022 Q1	$1.1M	Sell	110,940 -2,160	-2%	-$21.4K	0.17%	96
2021 Q4	$1.12M	Sell	113,100 -60	-0.1%	-$597	0.13%	123
2021 Q3	$1.12M	Buy	113,160 +1,200	+1%	+$11.9K	0.16%	108
2021 Q2	$1.12M	Buy	111,960 +15,800	+16%	+$158K	0.19%	97
2021 Q1	$956K	Buy	+96,160	New	+$957K	0.2%	83

Other funds holding ESM.U

BCL

Bracebridge Capital LLC Boston, Massachusetts $3.73B AUM 33.02% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

SIA

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

SFM

Spartan Fund Management Toronto, Ontario, Canada $30M AUM 11.98% 1-Year Est. Return

Walleye Trading New York $60B AUM 42.19% 1-Year Est. Return

Kepos Capital New York $61.3M AUM 12.13% 1-Year Est. Return

CCA

Castle Creek Arbitrage Avon, Colorado $425M AUM 7.4% 1-Year Est. Return

VCM

Venator Capital Management Toronto, Ontario, Canada $48.7M AUM 87.97% 1-Year Est. Return

Sage Mountain Advisors's ESM.U Position: Q4 2022 in Review

Sage Mountain Advisors sold out of ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant (ESM.U) in Q4 2022, closing a stake of 15,120 shares — an estimated $150K sold.

Sage Mountain Advisors first reported a position in ESM.U in Q1 2021 and held it in 7 quarters. The position peaked at $1.12M in Q4 2021. 20 funds tracked by Wall St. Rank hold ESM.U as of Q4 2022.

Sage Mountain Advisors reported no remaining ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant position as of Q4 2022 after selling out during the quarter.
Sage Mountain Advisors sold 15,120 ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant shares in Q4 2022, an estimated $150K.
Sage Mountain Advisors first reported a position in ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant in Q1 2021 and held it in 7 quarters.
Sage Mountain Advisors's ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant position peaked at $1.12M in Q4 2021.
20 funds tracked by Wall St. Rank held ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant as of Q4 2022.

Based on Sage Mountain Advisors's 13F filing for Q4 2022, filed 1 Feb 2023.