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RCM

Rutabaga Capital Management Portfolio holdings

AUM $115M
1-Year Est. Return 11.85%
This Fund
S&P 500
This Quarter Est. Return
+11.55%
1 Year Est. Return
-11.85%
3 Year Est. Return
+57%
5 Year Est. Return
+96.11%
10 Year Est. Return
–
AUM
$1.04B
AUM Growth
+$115M
Cap. Flow
+$31.7M
Cap. Flow %
3.06%
Top 10 Hldgs %
25.74%
Holding
79
New
6
Increased
29
Reduced
36
Closed
4

Top Buys

Rank Stock Value
1
IVC
Invacare Corporation
IVC
+$17.7M
2
SRI icon
Stoneridge
SRI
+$13.9M
3
CNR
Cornerstone Building Brands, Inc.
CNR
+$10.2M
4
LAYN
Layne Christensen Co
LAYN
+$7.21M
5
PTRY
PANTRY INC (THE)
PTRY
+$7.15M

Top Sells

Rank Stock Value
1
BC icon
Brunswick
BC
+$11.6M
2
CATY icon
Cathay General Bancorp
CATY
+$10.1M
3
CDI
CDI Corp.
CDI
+$6.49M
4
AHT
Ashford Hospitality Trust
AHT
+$5.5M
5
CCBG icon
Capital City Bank Group
CCBG
+$5.35M

Sector Composition

Rank Sector Weight
1 Industrials 33.03%
2 Consumer Discretionary 22.12%
3 Financials 7.63%
4 Materials 5.77%
5 Technology 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLOG
51
DELISTED
Rand Logistics, Inc.
RLOG
$9.87M 0.95%
1,711,270
-3,948
-0.2% -$20.8K
CVU icon
52
CPI Aerostructures
CVU
$68.5M
$9.39M 0.91%
624,464
– –
ACW
53
DELISTED
Accuride Corp
ACW
$9.32M 0.9%
2,499,988
-26,725
-1% -$106K
ALOT icon
54
AstroNova
ALOT
$227M
$9.2M 0.89%
681,823
– –
USAP
55
DELISTED
Universal Stainless & Alloy
USAP
$8.7M 0.84%
241,258
+187,988
+353% +$6.3M
PTRY
56
DELISTED
PANTRY INC (THE)
PTRY
$8.59M 0.83%
+511,965
New +$7.15M
KTEC
57
DELISTED
Key Technology Inc
KTEC
$8.25M 0.8%
575,904
-1,200
-0.2% -$17.2K
EVOL
58
DELISTED
Evolving Systems, Inc.
EVOL
$8.12M 0.78%
833,346
-1,159
-0.1% -$11.7K
REIS
59
DELISTED
Reis, Inc.
REIS
$7.91M 0.76%
411,106
-1,455
-0.4% -$25.2K
CENT icon
60
Central Garden & Pet Co
CENT
$2.8B
$7.89M 0.76%
1,435,598
+16,312
+1% +$95.6K
OMN
61
DELISTED
OMNOVA Solutions Inc.
OMN
$7.74M 0.75%
849,108
-3,819
-0.4% -$32.8K
PRCP
62
DELISTED
Perceptron Inc
PRCP
$7.41M 0.72%
533,896
-1,500
-0.3% -$17.6K
HIL
63
DELISTED
Hill International, Inc. Common Stock
HIL
$6.88M 0.66%
1,742,242
+424,916
+32% +$1.52M
BHR
64
Braemar Hotels & Resorts
BHR
$142M
$5.61M 0.54%
+311,265
New +$6.09M
QADA
65
DELISTED
QAD Inc.
QADA
$5.49M 0.53%
310,689
– –
HOFT icon
66
Hooker Furnishings Corp
HOFT
$166M
$5.18M 0.5%
310,746
-49,933
-14% -$807K
IIIN icon
67
Insteel Industries
IIIN
$625M
$3.86M 0.37%
+170,000
New +$3.07M
MFI
68
DELISTED
MICROFINANCIAL INC
MFI
$3.45M 0.33%
403,811
-19,177
-5% -$164K
PAR icon
69
PAR Technology
PAR
$735M
$2.83M 0.27%
518,355
-159,911
-24% -$859K
NTIC icon
70
Northern Technologies International Corp
NTIC
$80M
$2.51M 0.24%
270,508
+164,728
+156% +$1.46M
AATC
71
DELISTED
Autoscope Technologies Corporation Common Stock
AATC
$2.46M 0.24%
497,344
-2,196
-0.4% -$13.3K
CMKG
72
DELISTED
MKTG, INC COM STK
CMKG
$1.5M 0.14%
1,282,273
+255,500
+25% +$299K
CCBG icon
73
Capital City Bank Group
CCBG
$890M
$389K 0.04%
33,057
-446,049
-93% -$5.35M
QADB
74
DELISTED
QAD Inc. Class B
QADB
$33K ﹤0.01%
2,080
– –
CATY icon
75
Cathay General Bancorp
CATY
$4.24B
– –
-433,748
Closed -$10.1M
1 2
3
4

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Rutabaga Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Rutabaga Capital Management held 79 positions worth $1.04B, up 12% from $921M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rutabaga Capital Management deployed $31.7M of net new capital in Q4 2013, opening 6 new positions and adding to 29 existing holdings. Its largest new stake was Invacare Corporation: 857,144 shares worth $19.9M.

By sector, the portfolio is most concentrated in Industrials at 33% of assets, up from 31% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was Brunswick, an estimated $11.6M trimmed.

  • Rutabaga Capital Management's largest Q4 2013 buy was Invacare Corporation: 857,144 shares worth $19.9M.
  • Rutabaga Capital Management added most to Layne Christensen Co in Q4 2013, an estimated $7.21M increase.
  • Rutabaga Capital Management's biggest Q4 2013 reduction was Brunswick, cutting an estimated $11.6M.
  • Rutabaga Capital Management fully exited Cathay General Bancorp in Q4 2013, selling an estimated $10.1M.
  • Rutabaga Capital Management's ten largest holdings make up 26% of its $1.04B portfolio in Q4 2013.
  • Rutabaga Capital Management opened 6 new positions and closed 4 in Q4 2013.
  • Rutabaga Capital Management's portfolio value rose 12% quarter-over-quarter to $1.04B.

Based on Rutabaga Capital Management's 13F filing for Q4 2013, filed 13 Feb 2014.