RTW Investments’s OptiNose OPTN Stock Holding History

RTW Investments’s Portfolio OPTN Stock Details OPTN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-5,854	Closed	-$615K	–	64
2019 Q3	$615K	Buy	5,854 +13	+0.2%	+$1.3K	0.04%	58
2019 Q2	$620K	Buy	5,841 +331	+6%	+$43.6K	0.03%	51
2019 Q1	$851K	Buy	5,510 +212	+4%	+$24.6K	0.06%	49
2018 Q4	$493K	Buy	+5,298	New	+$757K	0.05%	47

Other funds holding OPTN

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

SVB Wealth Boston, Massachusetts $1.59B AUM 24.57% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RHJA

Rice Hall James & Associates San Diego, California $2.05B AUM 43.16% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

GPP

Great Point Partners Greenwich, Connecticut $435M AUM 318.81% 1-Year Est. Return

RTW Investments's OPTN Position: Q4 2019 in Review

RTW Investments sold out of OptiNose (OPTN) in Q4 2019, closing a stake of 5,854 shares — an estimated $615K sold.

RTW Investments first reported a position in OPTN in Q4 2018 and held it in 4 quarters. The position peaked at $851K in Q1 2019. 91 funds tracked by Wall St. Rank hold OPTN as of Q4 2019.

RTW Investments reported no remaining OptiNose position as of Q4 2019 after selling out during the quarter.
RTW Investments sold 5,854 OptiNose shares in Q4 2019, an estimated $615K.
RTW Investments first reported a position in OptiNose in Q4 2018 and held it in 4 quarters.
RTW Investments's OptiNose position peaked at $851K in Q1 2019.
91 funds tracked by Wall St. Rank held OptiNose as of Q4 2019.

Based on RTW Investments's 13F filing for Q4 2019, filed 14 Feb 2020.