Royal Bank of Canada’s CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third PCPL.U Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-97,200	Closed	-$1.05M	–	6841
2020 Q3	$1.05M	Buy	+97,200	New	+$1.05M	﹤0.01%	2814