Royal Bank of Canada’s OCATA THERAPEUTICS, INC. COMMON STOCK OCAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,432	Closed	-$12K	–	6072
2015 Q4	$12K	Sell	1,432 -2,285	-61%	-$19.1K	﹤0.01%	5160
2015 Q3	$16K	Sell	3,717 -305	-8%	-$1.31K	﹤0.01%	5079
2015 Q2	$21K	Buy	4,022 +2,404	+149%	+$12.6K	﹤0.01%	5195
2015 Q1	$10K	Buy	+1,618	New	+$10K	﹤0.01%	5128