Rothschild Investment LLC’s Vident US Equity Strategy ETF VUSE Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-12,750	Closed	-$380K	–	439
2017 Q2	$380K	Sell	12,750 -570	-4%	-$17K	0.04%	318
2017 Q1	$394K	Buy	13,320 +4,200	+46%	+$124K	0.05%	309
2016 Q4	$264K	Buy	+9,120	New	+$264K	0.03%	366