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RCM

Rotella Capital Management Portfolio holdings

AUM $1.47M
1-Year Est. Return 12.32%
This Fund
S&P 500
This Quarter Est. Return
+5.62%
1 Year Est. Return
-12.32%
3 Year Est. Return
+26.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$53.7M
AUM Growth
+$22.3M
Cap. Flow
+$20.7M
Cap. Flow %
38.61%
Top 10 Hldgs %
37.68%
Holding
216
New
74
Increased
24
Reduced
29
Closed
83

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.95M
2
FXI icon
iShares China Large-Cap ETF
FXI
+$1.35M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.29M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$1.21M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.14M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$1.94M
2
SH icon
ProShares Short S&P500
SH
+$861K
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$705K
4
SDS icon
ProShares UltraShort S&P500
SDS
+$654K
5
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 3.9%
2 Technology 3.02%
3 Industrials 2.51%
4 Financials 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRTX
201
DELISTED
CORNERSTONE THERAPEUTICS INC
CRTX
– –
-10,342
Closed -$83K
DM
202
DELISTED
DOLAN COMPANY COMMON STOCK
DM
– –
-19,482
Closed -$32K
OFI
203
DELISTED
OVERHILL FARMS INC
OFI
– –
-20,683
Closed -$102K
CYTR
204
DELISTED
CytRx Corp
CYTR
– –
-3,059
Closed -$37K
MRGE
205
DELISTED
MERGE HEALTHCARE INC COM STK (WI)
MRGE
– –
-11,136
Closed -$40K
FTR
206
DELISTED
Frontier Communications Corp.
FTR
– –
-893
Closed -$54K
IPAS
207
DELISTED
Ipass Inc Common Stock
IPAS
– –
-1,382
Closed -$26K
RTK
208
DELISTED
Rentech, Inc.
RTK
– –
-2,540
Closed -$53K
LIWA
209
DELISTED
LIHUA INTL INC COM STK (DE)
LIWA
– –
-11,500
Closed -$55K
FU
210
DELISTED
FAB UNIVERSAL CORP COM
FU
– –
-11,405
Closed -$42K
PQUE
211
DELISTED
PETROQUEST ENERGY INC (DE)
PQUE
– –
-12,200
Closed -$48K
SVA
212
DELISTED
Sinovac Biotech, Ltd
SVA
– –
-26,429
Closed -$104K
VXX
213
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-478
Closed -$634K
PRMW
214
DELISTED
Primo Water Corporation
PRMW
– –
-11,100
Closed -$20K
DGIT
215
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
– –
-10,200
Closed -$75K
UNTK
216
DELISTED
UNITEK GLOBAL SERVICES, INC. COMMON STOCK
UNTK
– –
-11,400
Closed -$16K
5 6 7 8
9

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Rotella Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Rotella Capital Management held 216 positions worth $53.7M, up 71% from $31.5M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Rotella Capital Management deployed $20.7M of net new capital in Q3 2013, opening 74 new positions and adding to 24 existing holdings. Its largest new stake was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 3.9% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $1.94M trimmed.

  • Rotella Capital Management's largest Q3 2013 buy was iShares China Large-Cap ETF: 38,100 shares worth $1.41M.
  • Rotella Capital Management added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q3 2013, an estimated $1.95M increase.
  • Rotella Capital Management's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $1.94M.
  • Rotella Capital Management fully exited ProShares Short S&P500 in Q3 2013, selling an estimated $861K.
  • Rotella Capital Management's ten largest holdings make up 38% of its $53.7M portfolio in Q3 2013.
  • Rotella Capital Management opened 74 new positions and closed 83 in Q3 2013.
  • Rotella Capital Management's portfolio value rose 71% quarter-over-quarter to $53.7M.

Based on Rotella Capital Management's 13F filing for Q3 2013, filed 18 Nov 2013.